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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOD icon
151
Vodafone
VOD
$36.9B
$1.56M 0.18%
+42,500
New +$1.64M
AF
152
DELISTED
Astoria Financial Corporation
AF
$1.54M 0.18%
111,800
-57,500
-34% -$785K
WWAV
153
DELISTED
The WhiteWave Foods Company
WWAV
$1.53M 0.18%
53,800
+34,100
+173% +$901K
UNTD
154
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$1.53M 0.18%
132,600
+55,500
+72% +$652K
SIMO icon
155
Silicon Motion
SIMO
$8.92B
$1.52M 0.18%
90,800
+75,300
+486% +$1.21M
JKHY icon
156
Jack Henry & Associates
JKHY
$11B
$1.52M 0.18%
+27,200
New +$1.56M
ECHO
157
EchoStar
ECHO
$26B
$1.52M 0.18%
39,365
+9,749
+33% +$385K
WLL
158
DELISTED
Whiting Petroleum Corporation
WLL
$1.51M 0.18%
+73
New +$1.38M
AOS icon
159
A.O. Smith
AOS
$8.6B
$1.5M 0.18%
65,000
+20,200
+45% +$492K
CMTL icon
160
Comtech Telecommunications
CMTL
$51.5M
$1.49M 0.18%
46,900
+11,200
+31% +$353K
JLL icon
161
Jones Lang LaSalle
JLL
$16.7B
$1.49M 0.18%
12,600
+10,500
+500% +$1.21M
BYI
162
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$1.48M 0.18%
22,400
+8,900
+66% +$638K
CPA icon
163
Copa Holdings
CPA
$5.85B
$1.48M 0.17%
+10,200
New +$1.42M
OII icon
164
Oceaneering
OII
$4.95B
$1.47M 0.17%
20,400
-15,600
-43% -$1.12M
NEM icon
165
Newmont
NEM
$111B
$1.44M 0.17%
61,600
-121,400
-66% -$2.89M
ICFI icon
166
ICF International
ICFI
$1.54B
$1.44M 0.17%
+36,100
New +$1.32M
NMFC icon
167
New Mountain Finance
NMFC
$717M
$1.44M 0.17%
98,700
-53,700
-35% -$797K
NNI icon
168
Nelnet
NNI
$4.82B
$1.43M 0.17%
34,900
+17,500
+101% +$691K
SWKS icon
169
Skyworks Solutions
SWKS
$10.1B
$1.43M 0.17%
38,000
-63,700
-63% -$2.09M
JASO
170
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1.43M 0.17%
140,200
+122,700
+701% +$1.24M
KGC icon
171
Kinross Gold
KGC
$30.6B
$1.43M 0.17%
344,200
-150,000
-30% -$719K
UFS
172
DELISTED
DOMTAR CORPORATION (New)
UFS
$1.43M 0.17%
25,400
+800
+3% +$41.3K
BKS
173
DELISTED
Barnes & Noble
BKS
$1.41M 0.17%
103,005
+26,858
+35% +$307K
NSH
174
DELISTED
NuStar GP Holdings LLC
NSH
$1.41M 0.17%
41,400
+34,200
+475% +$1.04M
IDTI
175
DELISTED
Integrated Device Technology I
IDTI
$1.41M 0.17%
115,000
+10,400
+10% +$118K
5 6
7
8 9

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.