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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXPI icon
151
NXP Semiconductors
NXPI
$58.6B
$1.72M 0.2%
46,200
+16,500
+56% +$583K
FIVE icon
152
Five Below
FIVE
$12.4B
$1.72M 0.2%
+39,300
New +$1.58M
FLEX icon
153
Flex
FLEX
$46.2B
$1.71M 0.2%
+250,007
New +$1.65M
OPLN
154
Openlane
OPLN
$4.09B
$1.71M 0.2%
160,105
+105,416
+193% +$1.05M
OPTR
155
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$1.71M 0.2%
+135,700
New +$1.8M
SPR
156
DELISTED
Spirit AeroSystems
SPR
$1.7M 0.2%
+70,000
New +$1.67M
MU icon
157
Micron Technology
MU
$1.04T
$1.69M 0.2%
+96,600
New +$1.4M
SLM icon
158
SLM Corp
SLM
$5.15B
$1.69M 0.2%
+189,704
New +$1.66M
SEE
159
DELISTED
Sealed Air
SEE
$1.69M 0.2%
+62,000
New +$1.76M
FANG icon
160
Diamondback Energy
FANG
$52.7B
$1.67M 0.2%
+39,200
New +$1.59M
STSA
161
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$1.67M 0.2%
58,300
+41,000
+237% +$1.09M
CIEN icon
162
Ciena
CIEN
$59B
$1.67M 0.2%
66,700
+33,800
+103% +$762K
SPN
163
DELISTED
Superior Energy Services, Inc.
SPN
$1.67M 0.2%
6,660
+1,960
+42% +$511K
PEG icon
164
Public Service Enterprise Group
PEG
$37.6B
$1.65M 0.19%
+50,200
New +$1.66M
IP icon
165
International Paper
IP
$22.6B
$1.63M 0.19%
38,977
+30,946
+385% +$1.38M
WU icon
166
Western Union
WU
$2.3B
$1.62M 0.19%
+86,600
New +$1.56M
LLTC
167
DELISTED
Linear Technology Corp
LLTC
$1.61M 0.19%
+40,500
New +$1.6M
AROC icon
168
Archrock
AROC
$6.06B
$1.57M 0.18%
57,000
+14,600
+34% +$427K
MEI icon
169
Methode Electronics
MEI
$622M
$1.54M 0.18%
+55,100
New +$1.16M
OC icon
170
Owens Corning
OC
$12.6B
$1.53M 0.18%
40,400
+6,800
+20% +$265K
ICLR icon
171
Icon
ICLR
$12.6B
$1.53M 0.18%
37,400
+7,200
+24% +$277K
CBST
172
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$1.52M 0.18%
+24,000
New +$1.45M
AMBA icon
173
Ambarella
AMBA
$3.63B
$1.52M 0.18%
77,700
+60,200
+344% +$1.02M
DK icon
174
Delek US
DK
$3.73B
$1.51M 0.18%
71,800
+18,200
+34% +$481K
STI
175
DELISTED
SunTrust Banks, Inc.
STI
$1.51M 0.18%
+46,700
New +$1.58M
5 6
7
8 9

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.