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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEX icon
126
IDEX
IEX
$17.2B
$1.76M 0.21%
24,100
-3,300
-12% -$240K
YUM icon
127
Yum! Brands
YUM
$41.6B
$1.76M 0.21%
32,410
+21,004
+184% +$1.11M
CIT
128
DELISTED
CIT Group Inc.
CIT
$1.75M 0.21%
35,600
-91,300
-72% -$4.45M
RVTY icon
129
Revvity
RVTY
$12.7B
$1.74M 0.21%
+38,700
New +$1.7M
BEE
130
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$1.73M 0.2%
169,800
+149,200
+724% +$1.45M
AMGN icon
131
Amgen
AMGN
$219B
$1.73M 0.2%
+14,000
New +$1.7M
KR icon
132
Kroger
KR
$35.1B
$1.72M 0.2%
78,600
+18,000
+30% +$358K
RHI icon
133
Robert Half
RHI
$4.16B
$1.71M 0.2%
40,700
+34,300
+536% +$1.41M
VAL
134
DELISTED
Valspar
VAL
$1.7M 0.2%
+23,600
New +$1.71M
FLS icon
135
Flowserve
FLS
$10B
$1.7M 0.2%
+21,700
New +$1.67M
ZBRA icon
136
Zebra Technologies
ZBRA
$17.2B
$1.69M 0.2%
24,400
+16,700
+217% +$1.02M
RRC icon
137
Range Resources
RRC
$9.01B
$1.68M 0.2%
20,207
+17,607
+677% +$1.5M
ISBC
138
DELISTED
Investors Bancorp, Inc.
ISBC
$1.68M 0.2%
154,469
+1,529
+1% +$15.7K
BIG
139
DELISTED
Big Lots, Inc.
BIG
$1.67M 0.2%
+44,000
New +$1.36M
ETP
140
DELISTED
Energy Transfer Partners L.p.
ETP
$1.66M 0.2%
+30,900
New +$1.68M
AAP icon
141
Advance Auto Parts
AAP
$3.49B
$1.66M 0.2%
+13,100
New +$1.59M
SKX
142
DELISTED
Skechers
SKX
$1.64M 0.19%
134,700
+115,500
+602% +$1.25M
SNA icon
143
Snap-on
SNA
$21.5B
$1.63M 0.19%
14,400
-23,500
-62% -$2.54M
CPWR
144
DELISTED
COMPUWARE CORP
CPWR
$1.62M 0.19%
160,626
-84,842
-35% -$858K
AVT icon
145
Avnet
AVT
$7.94B
$1.62M 0.19%
34,800
+29,100
+511% +$1.25M
JNPR
146
DELISTED
Juniper Networks
JNPR
$1.61M 0.19%
+62,700
New +$1.64M
M icon
147
Macy's
M
$6.61B
$1.61M 0.19%
27,100
+21,100
+352% +$1.17M
BALL icon
148
Ball Corp
BALL
$16.7B
$1.61M 0.19%
+58,600
New +$1.55M
JOSB
149
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$1.6M 0.19%
+24,900
New +$1.46M
OCSL icon
150
Oaktree Specialty Lending
OCSL
$1.12B
$1.58M 0.19%
55,733
+42,200
+312% +$1.2M
4 5
6
7 8

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.