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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
126
H&R Block
HRB
$5.78B
$1.93M 0.23%
72,400
+46,600
+181% +$1.36M
MAS icon
127
Masco
MAS
$14.9B
$1.92M 0.22%
102,534
+34,026
+50% +$606K
KEY icon
128
KeyCorp
KEY
$24.5B
$1.92M 0.22%
168,000
+128,700
+327% +$1.54M
CXT icon
129
Crane NXT
CXT
$3.19B
$1.89M 0.22%
88,385
+16,122
+22% +$343K
TSN icon
130
Tyson Foods
TSN
$20.4B
$1.89M 0.22%
66,900
-49,500
-43% -$1.43M
WDC icon
131
Western Digital
WDC
$159B
$1.88M 0.22%
39,293
+32,943
+519% +$1.63M
SM icon
132
SM Energy
SM
$7.02B
$1.87M 0.22%
24,200
+9,300
+62% +$643K
WSO icon
133
Watsco Inc
WSO
$13.4B
$1.87M 0.22%
+19,800
New +$1.81M
WSM icon
134
Williams-Sonoma
WSM
$29.1B
$1.86M 0.22%
+66,200
New +$1.92M
FUN icon
135
Cedar Fair
FUN
$1.61B
$1.86M 0.22%
42,600
+18,300
+75% +$789K
ETP
136
DELISTED
Energy Transfer Partners L.p.
ETP
$1.85M 0.22%
+35,500
New +$1.83M
SCI icon
137
Service Corp International
SCI
$11.5B
$1.85M 0.22%
99,200
+49,400
+99% +$919K
MYGN icon
138
Myriad Genetics
MYGN
$293M
$1.83M 0.21%
77,900
+61,700
+381% +$1.75M
AVGO icon
139
Broadcom
AVGO
$2.01T
$1.83M 0.21%
424,000
-21,000
-5% -$80.6K
PFX icon
140
PhenixFIN
PFX
$88.1M
$1.82M 0.21%
6,615
+125
+2% +$34.8K
SPB icon
141
Spectrum Brands
SPB
$2.06B
$1.82M 0.21%
27,700
+22,900
+477% +$1.4M
CRI icon
142
Carter's
CRI
$1.49B
$1.81M 0.21%
+23,800
New +$1.74M
KIM icon
143
Kimco Realty
KIM
$16.5B
$1.79M 0.21%
+88,500
New +$1.89M
CMI icon
144
Cummins
CMI
$88.3B
$1.78M 0.21%
13,400
-24,700
-65% -$3.05M
AIZ icon
145
Assurant
AIZ
$14.5B
$1.76M 0.21%
+32,600
New +$1.76M
HLSS
146
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$1.76M 0.21%
80,100
+68,000
+562% +$1.61M
PSEC icon
147
Prospect Capital
PSEC
$1.11B
$1.74M 0.2%
155,500
+137,700
+774% +$1.53M
CNW
148
DELISTED
CON-WAY INC.
CNW
$1.74M 0.2%
+40,300
New +$1.71M
MS icon
149
Morgan Stanley
MS
$340B
$1.73M 0.2%
+64,200
New +$1.72M
BMR
150
DELISTED
BIOMED REALTY TRUST INC
BMR
$1.73M 0.2%
93,000
-39,600
-30% -$777K
4 5
6
7 8

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.