We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.1M
Cap. Flow
+$544K
Cap. Flow %
0.05%
Top 10 Hldgs %
9.57%
Holding
1,408
New
438
Increased
256
Reduced
209
Closed
501

Top Buys

Rank Stock Value
1
UNP icon
Union Pacific
UNP
+$10.7M
2
SLH
SOLERA HOLDINGS, INC. COM
SLH
+$10.5M
3
WCN
Waste Connections
WCN
+$9.44M
4
LUV icon
Southwest Airlines
LUV
+$8.93M
5
IBM icon
IBM
IBM
+$8.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.75M
2
APTV icon
Aptiv
APTV
+$9.67M
3
VLO icon
Valero Energy
VLO
+$8.41M
4
MPC icon
Marathon Petroleum
MPC
+$8.29M
5
CAR icon
Avis
CAR
+$8.29M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Technology 13.92%
3 Consumer Discretionary 11.62%
4 Healthcare 9.57%
5 Energy 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CY
1376
DELISTED
Cypress Semiconductor
CY
– –
-52,900
Closed -$522K
BAS
1377
DELISTED
Basis Energy Services, Inc.
BAS
– –
-189
Closed -$2.34M
GG
1378
DELISTED
Goldcorp Inc
GG
– –
-13,500
Closed -$311K
OSIR
1379
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
– –
-31,800
Closed -$400K
BBOX
1380
DELISTED
Black Box Corp
BBOX
– –
-9,200
Closed -$215K
COBZ
1381
DELISTED
CoBiz Financial,Inc
COBZ
– –
-12,600
Closed -$141K
JMBA
1382
DELISTED
Jamba, Inc.
JMBA
– –
-22,600
Closed -$321K
ABAX
1383
DELISTED
Abaxis Inc
ABAX
– –
-9,100
Closed -$461K
WR
1384
DELISTED
Westar Energy Inc
WR
– –
-9,700
Closed -$331K
OREX
1385
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-1,550
Closed -$66K
ALDW
1386
DELISTED
Alon USA Partners LP
ALDW
– –
-35,900
Closed -$636K
RTK
1387
DELISTED
Rentech, Inc.
RTK
– –
-1,710
Closed -$29K
SSRI
1388
DELISTED
Silver Standard Resources
SSRI
– –
-82,700
Closed -$504K
MEMP
1389
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-14,900
Closed -$328K
CFNL
1390
DELISTED
Cardinal Financial Corp
CFNL
– –
-13,900
Closed -$237K
WWAV
1391
DELISTED
The WhiteWave Foods Company
WWAV
– –
-25,100
Closed -$912K
NTT
1392
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-15,400
Closed -$479K
DRII
1393
DELISTED
DIAMOND RESORTS INTL, INC
DRII
– –
-22,700
Closed -$517K
WRES
1394
DELISTED
WARREN RESOURCES INC
WRES
– –
-23,100
Closed -$122K
LNCO
1395
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-43,700
Closed -$1.26M
KBIO
1396
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
– –
-2,838
Closed -$35K
ATAXZ
1397
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-34,300
Closed -$205K
ANK
1398
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
– –
-15,100
Closed -$814K
GAS
1399
DELISTED
AGL Resources Inc
GAS
– –
-24,300
Closed -$1.25M
MHR
1400
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
– –
-35,100
Closed -$196K
53 54 55
56
57

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Nine Chapters Capital Management held 1,408 positions worth $1.16B, up 3.4% from $1.12B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

Nine Chapters Capital Management's Q4 2014 filing shows 438 new, 256 increased, 209 reduced and 501 closed positions. Its largest new stake was Union Pacific: 93,400 shares worth $11.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $9.75M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Nine Chapters Capital Management's largest Q4 2014 buy was Union Pacific: 93,400 shares worth $11.1M.
  • Nine Chapters Capital Management added most to IBM in Q4 2014, an estimated $8.75M increase.
  • Nine Chapters Capital Management's biggest Q4 2014 reduction was Aptiv, cutting an estimated $9.67M.
  • Nine Chapters Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2014, selling an estimated $9.75M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.6% of its $1.16B portfolio in Q4 2014.
  • Nine Chapters Capital Management opened 438 new positions and closed 501 in Q4 2014.
  • Nine Chapters Capital Management's portfolio value rose 3.4% quarter-over-quarter to $1.16B.

Based on Nine Chapters Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.