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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.1M
Cap. Flow
+$544K
Cap. Flow %
0.05%
Top 10 Hldgs %
9.57%
Holding
1,408
New
438
Increased
256
Reduced
209
Closed
501

Top Buys

Rank Stock Value
1
UNP icon
Union Pacific
UNP
+$10.7M
2
SLH
SOLERA HOLDINGS, INC. COM
SLH
+$10.5M
3
WCN
Waste Connections
WCN
+$9.44M
4
LUV icon
Southwest Airlines
LUV
+$8.93M
5
IBM icon
IBM
IBM
+$8.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.75M
2
APTV icon
Aptiv
APTV
+$9.67M
3
VLO icon
Valero Energy
VLO
+$8.41M
4
MPC icon
Marathon Petroleum
MPC
+$8.29M
5
CAR icon
Avis
CAR
+$8.29M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Technology 13.92%
3 Consumer Discretionary 11.62%
4 Healthcare 9.57%
5 Energy 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRAK
1351
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
– –
-13,700
Closed -$595K
NSLP
1352
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
– –
-18,700
Closed -$446K
HSP
1353
DELISTED
HOSPIRA INC
HSP
– –
-10,300
Closed -$536K
CTRX
1354
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-35,600
Closed -$1.5M
FDO
1355
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-38,800
Closed -$3M
DRC
1356
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-16,400
Closed -$1.35M
HLSS
1357
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
– –
-72,400
Closed -$1.53M
AVIV
1358
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
– –
-9,900
Closed -$261K
PTRY
1359
DELISTED
PANTRY INC (THE)
PTRY
– –
-49,600
Closed -$1M
BPZ
1360
DELISTED
BPZ RESOURCES INC COM STK
BPZ
– –
-57,000
Closed -$109K
CVD
1361
DELISTED
COVANCE INC.
CVD
– –
-13,300
Closed -$1.05M
DRIV
1362
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-25,400
Closed -$369K
CPWR
1363
DELISTED
COMPUWARE CORP
CPWR
– –
-101,498
Closed -$1.03M
PSMI
1364
DELISTED
PEREGRINE SEMICONDUCTOR CORP COM STK (DE)
PSMI
– –
-16,200
Closed -$200K
KOG
1365
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-102,000
Closed -$1.38M
SMA
1366
DELISTED
SYMMETRY MEDICAL INC
SMA
– –
-153,900
Closed -$1.55M
CNQR
1367
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-7,700
Closed -$977K
BYI
1368
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
– –
-3,200
Closed -$258K
BNNY
1369
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-5,000
Closed -$230K
CTIC
1370
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-3,190
Closed -$77K
CAVM
1371
DELISTED
Cavium, Inc.
CAVM
– –
-17,100
Closed -$850K
PDLI
1372
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-22,000
Closed -$164K
WLL
1373
DELISTED
Whiting Petroleum Corporation
WLL
– –
-113
Closed -$2.64M
CMO
1374
DELISTED
Capstead Mortgage Corp.
CMO
– –
-31,200
Closed -$382K
UN
1375
DELISTED
Unilever NV New York Registry Shares
UN
– –
-169,400
Closed -$6.72M
53 54
55
56 57

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Nine Chapters Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Nine Chapters Capital Management held 1,408 positions worth $1.16B, up 3.4% from $1.12B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

Nine Chapters Capital Management's Q4 2014 filing shows 438 new, 256 increased, 209 reduced and 501 closed positions. Its largest new stake was Union Pacific: 93,400 shares worth $11.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $9.75M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Nine Chapters Capital Management's largest Q4 2014 buy was Union Pacific: 93,400 shares worth $11.1M.
  • Nine Chapters Capital Management added most to IBM in Q4 2014, an estimated $8.75M increase.
  • Nine Chapters Capital Management's biggest Q4 2014 reduction was Aptiv, cutting an estimated $9.67M.
  • Nine Chapters Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2014, selling an estimated $9.75M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.6% of its $1.16B portfolio in Q4 2014.
  • Nine Chapters Capital Management opened 438 new positions and closed 501 in Q4 2014.
  • Nine Chapters Capital Management's portfolio value rose 3.4% quarter-over-quarter to $1.16B.

Based on Nine Chapters Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.