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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTX
1301
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-1,390
Closed -$125K
ASEI
1302
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-4,700
Closed -$327K
HTWR
1303
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-10,900
Closed -$965K
EJ
1304
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-38,018
Closed -$305K
FUR
1305
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-36,100
Closed -$554K
LDRH
1306
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
– –
-8,200
Closed -$205K
NTI
1307
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-15,500
Closed -$414K
GSIG
1308
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-17,800
Closed -$227K
BTU
1309
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-4,493
Closed -$1.1M
JMI
1310
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-52,200
Closed -$736K
RLD
1311
DELISTED
REALD INC COM STK
RLD
– –
-10,000
Closed -$128K
PRE
1312
DELISTED
PARTNERRE LTD
PRE
– –
-5,300
Closed -$579K
SLH
1313
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-29,100
Closed -$1.95M
ARPI
1314
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
– –
-15,400
Closed -$289K
CTCT
1315
DELISTED
CONSTANT CONTACT, INC COM
CTCT
– –
-26,000
Closed -$835K
BRCM
1316
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-22,800
Closed -$846K
OVTI
1317
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-235,200
Closed -$5.17M
BMR
1318
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-11,400
Closed -$249K
SD
1319
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-28,500
Closed -$204K
ALTR
1320
DELISTED
Altera Corp
ALTR
– –
-13,500
Closed -$469K
EROC
1321
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-52,500
Closed -$261K
LRE
1322
DELISTED
LRR ENERGY LP
LRE
– –
-29,600
Closed -$528K
CMLP
1323
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-22,600
Closed -$499K
VTG
1324
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-16,300
Closed -$31K
GTI
1325
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-64,900
Closed -$679K
51 52
53
54 55

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.