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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBI
1276
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-20,800
Closed -$1.42M
CALD
1277
DELISTED
Callidus Software, Inc.
CALD
– –
-27,200
Closed -$325K
CGI
1278
DELISTED
Celadon Group Inc
CGI
– –
-13,500
Closed -$288K
WG
1279
DELISTED
Willbros Group
WG
– –
-10,200
Closed -$126K
LVNTA
1280
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-13,228
Closed -$480K
HSNI
1281
DELISTED
HSN, Inc.
HSNI
– –
-5,700
Closed -$338K
OME
1282
DELISTED
Omega Protein
OME
– –
-36,800
Closed -$503K
BRCD
1283
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-52,800
Closed -$486K
MACK
1284
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-9,825
Closed -$564K
EGAS
1285
DELISTED
Gas Natural Inc.
EGAS
– –
-11,100
Closed -$117K
SFR
1286
DELISTED
Starwood Waypoint Homes
SFR
– –
-45,100
Closed -$1.18M
CIE
1287
DELISTED
Cobalt International Energy, Inc
CIE
– –
-8,167
Closed -$2.25M
YHOO
1288
DELISTED
Yahoo Inc
YHOO
– –
-127,600
Closed -$4.48M
JIVE
1289
DELISTED
Jive Software, Inc.
JIVE
– –
-15,600
Closed -$133K
HW
1290
DELISTED
Headwaters Inc
HW
– –
-13,200
Closed -$183K
PLKI
1291
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-14,700
Closed -$643K
GK
1292
DELISTED
G&K Services Inc
GK
– –
-4,000
Closed -$208K
TSL
1293
DELISTED
Trina Solar Limited
TSL
– –
-52,800
Closed -$677K
CLC
1294
DELISTED
Clarcor
CLC
– –
-13,700
Closed -$847K
NILE
1295
DELISTED
Blue Nile, Inc.
NILE
– –
-22,300
Closed -$624K
IQNT
1296
DELISTED
Inteliquent, Inc.
IQNT
– –
-65,300
Closed -$906K
GGP
1297
DELISTED
GGP Inc.
GGP
– –
-27,600
Closed -$650K
AEPI
1298
DELISTED
AEP Industries Inc
AEPI
– –
-9,300
Closed -$324K
AMSG
1299
DELISTED
Amsurg Corp
AMSG
– –
-41,000
Closed -$1.87M
RSTI
1300
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-9,000
Closed -$216K
50 51
52
53 54

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.