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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
1251
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-26,700
Closed -$202K
WCG
1252
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-62,600
Closed -$4.67M
CRZO
1253
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-10,600
Closed -$734K
VSI
1254
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-63,000
Closed -$2.71M
OAK
1255
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-8,600
Closed -$430K
UPL
1256
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-33,200
Closed -$986K
ARRY
1257
DELISTED
Array Biopharma Inc
ARRY
– –
-16,900
Closed -$77K
SDLP
1258
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-2,010
Closed -$667K
LLL
1259
DELISTED
L3 Technologies, Inc.
LLL
– –
-33,000
Closed -$3.98M
LGCY
1260
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-30,900
Closed -$965K
MXWL
1261
DELISTED
Maxwell Technologies Inc
MXWL
– –
-41,500
Closed -$628K
ARRS
1262
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-126,400
Closed -$4.11M
CLD
1263
DELISTED
Cloud Peak Energy Inc
CLD
– –
-55,100
Closed -$1.01M
NTRI
1264
DELISTED
NutriSystem, Inc.
NTRI
– –
-61,800
Closed -$1.06M
TLP
1265
DELISTED
Transmontaigne
TLP
– –
-5,100
Closed -$223K
LKM
1266
DELISTED
Link Motion Inc.
LKM
– –
-21,200
Closed -$130K
MITL
1267
DELISTED
Mitel Networks Corporation
MITL
– –
-45,300
Closed -$477K
PERY
1268
DELISTED
Perry Ellis International Inc
PERY
– –
-19,600
Closed -$342K
WEB
1269
DELISTED
Web.com Group, Inc.
WEB
– –
-22,800
Closed -$658K
CVG
1270
DELISTED
Convergys
CVG
– –
-43,700
Closed -$937K
XCRA
1271
DELISTED
Xcerra Corporation
XCRA
– –
-33,400
Closed -$304K
PAY
1272
DELISTED
Verifone Systems Inc
PAY
– –
-12,800
Closed -$470K
RSPP
1273
DELISTED
RSP Permian, Inc.
RSPP
– –
-11,200
Closed -$363K
IPCC
1274
DELISTED
Infinity Property & Casualty C
IPCC
– –
-5,100
Closed -$343K
KND
1275
DELISTED
Kindred Healthcare
KND
– –
-22,300
Closed -$515K
49 50
51
52 53

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.