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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
101
Fidelity National Information Services
FIS
$22.1B
$2.55M 0.26%
47,500
+40,800
+609% +$2.01M
MRSH
102
Marsh
MRSH
$90.9B
$2.55M 0.26%
+52,700
New +$2.44M
BKU icon
103
Bankunited
BKU
$3.44B
$2.52M 0.25%
76,500
+8,400
+12% +$267K
WDR
104
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.51M 0.25%
+38,500
New +$2.36M
IVZ icon
105
Invesco
IVZ
$14.1B
$2.5M 0.25%
+68,800
New +$2.33M
A icon
106
Agilent Technologies
A
$39.6B
$2.48M 0.25%
+60,673
New +$2.31M
EQT icon
107
EQT Corp
EQT
$32.2B
$2.46M 0.25%
50,334
+35,271
+234% +$1.67M
CAG icon
108
Conagra Brands
CAG
$7.17B
$2.44M 0.25%
93,034
-38,165
-29% -$954K
WOOF
109
DELISTED
VCA Inc.
WOOF
$2.4M 0.24%
76,700
+47,700
+164% +$1.39M
TSS
110
DELISTED
Total System Services, Inc.
TSS
$2.4M 0.24%
72,100
-42,900
-37% -$1.32M
ISIL
111
DELISTED
Intersil Corp
ISIL
$2.37M 0.24%
206,200
+112,800
+121% +$1.23M
AF
112
DELISTED
Astoria Financial Corporation
AF
$2.34M 0.24%
169,300
+120,800
+249% +$1.62M
LPLA icon
113
LPL Financial
LPLA
$28.4B
$2.32M 0.23%
49,400
-65,400
-57% -$2.74M
MRVL icon
114
Marvell Technology
MRVL
$194B
$2.29M 0.23%
159,500
+107,900
+209% +$1.39M
NMFC icon
115
New Mountain Finance
NMFC
$692M
$2.29M 0.23%
152,400
+101,300
+198% +$1.48M
AGO icon
116
Assured Guaranty
AGO
$3.68B
$2.22M 0.22%
94,100
+18,700
+25% +$407K
IRF
117
DELISTED
INTL RECTIFIER CORP
IRF
$2.21M 0.22%
+84,700
New +$2.06M
QCOM icon
118
Qualcomm
QCOM
$166B
$2.21M 0.22%
+29,700
New +$2.09M
EXPE icon
119
Expedia Group
EXPE
$38B
$2.17M 0.22%
31,100
+21,500
+224% +$1.26M
KGC icon
120
Kinross Gold
KGC
$30.6B
$2.17M 0.22%
494,200
+242,300
+96% +$1.16M
SINA
121
DELISTED
Sina Corp
SINA
$2.17M 0.22%
25,700
+23,200
+928% +$1.9M
AVY icon
122
Avery Dennison
AVY
$13.2B
$2.16M 0.22%
43,100
+19,700
+84% +$928K
IM
123
DELISTED
Ingram Micro
IM
$2.15M 0.22%
91,800
+30,300
+49% +$710K
ISRG icon
124
Intuitive Surgical
ISRG
$131B
$2.15M 0.22%
+50,400
New +$2.12M
PBCT
125
DELISTED
People's United Financial Inc
PBCT
$2.13M 0.21%
141,000
+42,000
+42% +$617K
3 4
5
6 7

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.