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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALR
101
DELISTED
Alere Inc
ALR
$2.29M 0.27%
75,000
+56,900
+314% +$1.73M
ELV icon
102
Elevance Health
ELV
$85B
$2.29M 0.27%
+27,400
New +$2.35M
CCK icon
103
Crown Holdings
CCK
$13.3B
$2.28M 0.27%
+54,000
New +$2.36M
NWL icon
104
Newell Brands
NWL
$2.66B
$2.27M 0.27%
82,400
+27,300
+50% +$727K
THS
105
DELISTED
Treehouse Foods
THS
$2.25M 0.26%
+33,600
New +$2.32M
CHK
106
DELISTED
Chesapeake Energy Corporation
CHK
$2.23M 0.26%
+456
New +$2.12M
SAVE
107
DELISTED
Spirit Airlines, Inc.
SAVE
$2.22M 0.26%
64,700
+54,200
+516% +$1.79M
HNT
108
DELISTED
HEALTH NET INC
HNT
$2.2M 0.26%
69,500
+54,300
+357% +$1.71M
CRL icon
109
Charles River Laboratories
CRL
$12.5B
$2.2M 0.26%
47,600
+1,800
+4% +$82.6K
TGI
110
DELISTED
Triumph Group
TGI
$2.18M 0.26%
+31,000
New +$2.39M
AMTD
111
DELISTED
TD Ameritrade Holding Corp
AMTD
$2.15M 0.25%
+82,200
New +$2.18M
MCHP icon
112
Microchip Technology
MCHP
$42.5B
$2.15M 0.25%
+106,800
New +$2.12M
GES
113
DELISTED
Guess Inc
GES
$2.15M 0.25%
72,000
+62,500
+658% +$1.95M
UN
114
DELISTED
Unilever NV New York Registry Shares
UN
$2.13M 0.25%
56,500
-52,000
-48% -$2.06M
BKU icon
115
Bankunited
BKU
$3.45B
$2.12M 0.25%
68,100
+28,300
+71% +$842K
RCL icon
116
Royal Caribbean
RCL
$87.4B
$2.12M 0.25%
55,300
+6,000
+12% +$225K
LRN icon
117
Stride
LRN
$3.54B
$2.06M 0.24%
+66,600
New +$2.13M
TNL icon
118
Travel + Leisure Co
TNL
$4.82B
$2.05M 0.24%
+74,424
New +$2.04M
MAC icon
119
Macerich
MAC
$7.24B
$2.04M 0.24%
36,200
+30,000
+484% +$1.8M
OII icon
120
Oceaneering
OII
$4.83B
$2.03M 0.24%
+25,000
New +$2.01M
RF icon
121
Regions Financial
RF
$27.4B
$2M 0.24%
+216,400
New +$2.12M
MON
122
DELISTED
Monsanto Co
MON
$1.97M 0.23%
18,900
+10,000
+112% +$1M
HSNI
123
DELISTED
HSN, Inc.
HSNI
$1.95M 0.23%
+36,400
New +$2.08M
BRY
124
DELISTED
BERRY PETROLEUM CO CL A
BRY
$1.95M 0.23%
+45,200
New +$1.88M
PPLI
125
People Inc
PPLI
$3.35B
$1.94M 0.23%
198,637
-43,085
-18% -$394K
3 4
5
6 7

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.