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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
1201
DELISTED
Big Lots, Inc.
BIG
– –
-80,600
Closed -$3.68M
LL
1202
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-3,300
Closed -$251K
CONN
1203
DELISTED
Conn's Inc.
CONN
– –
-19,400
Closed -$958K
SLCA
1204
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-17,100
Closed -$948K
MDRX
1205
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-14,500
Closed -$233K
HEP
1206
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-10,600
Closed -$365K
VMW
1207
DELISTED
VMware, Inc
VMW
– –
-7,500
Closed -$726K
FRGI
1208
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
– –
-9,400
Closed -$436K
CIR
1209
DELISTED
CIRCOR International, Inc
CIR
– –
-6,000
Closed -$463K
CS
1210
DELISTED
Credit Suisse Group
CS
– –
-10,900
Closed -$309K
TA
1211
DELISTED
TravelCenters of America LLC
TA
– –
-3,660
Closed -$163K
BSMX
1212
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-13,000
Closed -$173K
CLVS
1213
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-12,800
Closed -$530K
ENDP
1214
DELISTED
Endo International plc
ENDP
– –
-16,000
Closed -$1.12M
SAFM
1215
DELISTED
Sanderson Farms Inc
SAFM
– –
-33,900
Closed -$3.29M
ANAT
1216
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-1,800
Closed -$206K
VWTR
1217
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-12,100
Closed -$287K
SFUN
1218
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-420
Closed -$206K
CONE
1219
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-15,500
Closed -$386K
KRA
1220
DELISTED
Kraton Corporation
KRA
– –
-15,600
Closed -$349K
CXP
1221
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-80,300
Closed -$2.09M
CVA
1222
DELISTED
Covanta Holding Corporation
CVA
– –
-14,500
Closed -$299K
ECHO
1223
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-49,800
Closed -$955K
LDL
1224
DELISTED
Lydall, Inc.
LDL
– –
-8,200
Closed -$224K
PFPT
1225
DELISTED
Proofpoint, Inc.
PFPT
– –
-10,000
Closed -$375K
47 48
49
50 51

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.