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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
1176
Union Pacific
UNP
$174B
– –
-2,300
Closed -$229K
UTHR icon
1177
United Therapeutics
UTHR
$23.1B
– –
-23,800
Closed -$2.11M
VFC icon
1178
VF Corp
VFC
$5.89B
– –
-10,408
Closed -$617K
VIPS icon
1179
Vipshop
VIPS
$7.53B
– –
-81,000
Closed -$1.52M
VOC icon
1180
VOC Energy
VOC
$51.9M
– –
-16,900
Closed -$288K
VRSK icon
1181
Verisk Analytics
VRSK
$25B
– –
-9,100
Closed -$546K
VRSN icon
1182
VeriSign
VRSN
$26.6B
– –
-39,500
Closed -$1.93M
WAL icon
1183
Western Alliance Bancorporation
WAL
$8.87B
– –
-15,000
Closed -$357K
WCC
1184
WESCO International
WCC
$17.7B
– –
-7,800
Closed -$674K
WEC icon
1185
WEC Energy
WEC
$35.1B
– –
-118,600
Closed -$5.57M
WELL icon
1186
Welltower
WELL
$171B
– –
-8,200
Closed -$514K
WHR icon
1187
Whirlpool
WHR
$2.82B
– –
-47,300
Closed -$6.58M
WM icon
1188
Waste Management
WM
$91B
– –
-46,100
Closed -$2.06M
WSM icon
1189
Williams-Sonoma
WSM
$29.6B
– –
-87,200
Closed -$3.13M
WST icon
1190
West Pharmaceutical
WST
$24.9B
– –
-6,700
Closed -$283K
WWW icon
1191
Wolverine World Wide
WWW
$1.55B
– –
-72,300
Closed -$1.88M
WYNN icon
1192
Wynn Resorts
WYNN
$10.6B
– –
-12,100
Closed -$2.51M
XIN
1193
DELISTED
Xinyuan Real Estate
XIN
– –
-1,630
Closed -$69K
XOM icon
1194
ExxonMobil
XOM
$634B
– –
-3,500
Closed -$352K
XPRO icon
1195
Expro Ltd
XPRO
$1.91B
– –
-2,400
Closed -$354K
ZTS icon
1196
Zoetis
ZTS
$30B
– –
-53,000
Closed -$1.71M
PRKS icon
1197
United Parks & Resorts
PRKS
$2.12B
– –
-138,600
Closed -$3.93M
PHLT
1198
DELISTED
Performant Healthcare Inc
PHLT
– –
-12,500
Closed -$126K
BCPC
1199
Balchem Corp
BCPC
$5.72B
– –
-4,200
Closed -$225K
TBNK
1200
DELISTED
Territorial Bancorp Inc.
TBNK
– –
-10,300
Closed -$215K
46 47
48
49 50

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.