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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR icon
1126
Petrobras
PBR
$116B
– –
-34,100
Closed -$499K
PBT
1127
Permian Basin Royalty Trust
PBT
$1.49B
– –
-22,700
Closed -$323K
PCH
1128
DELISTED
PotlatchDeltic
PCH
– –
-14,700
Closed -$609K
PEG icon
1129
Public Service Enterprise Group
PEG
$37.7B
– –
-20,000
Closed -$816K
PFG icon
1130
Principal Financial Group
PFG
$24.3B
– –
-67,700
Closed -$3.42M
PH icon
1131
Parker-Hannifin
PH
$135B
– –
-64,300
Closed -$8.08M
PHG icon
1132
Philips
PHG
$26.1B
– –
-9,379
Closed -$206K
PLUR icon
1133
Pluri
PLUR
$19.6M
– –
-274
Closed -$68K
PNR icon
1134
Pentair
PNR
$11B
– –
-160,663
Closed -$7.78M
PRTA icon
1135
Prothena Corp
PRTA
$450M
– –
-16,600
Closed -$374K
PSEC icon
1136
Prospect Capital
PSEC
$1.17B
– –
-181,300
Closed -$1.93M
PWR icon
1137
Quanta Services
PWR
$101B
– –
-40,900
Closed -$1.41M
PXLW icon
1138
Pixelworks
PXLW
$41.6M
– –
-3,458
Closed -$314K
QCOM icon
1139
Qualcomm
QCOM
$176B
– –
-157,600
Closed -$12.5M
R icon
1140
Ryder
R
$10.1B
– –
-11,300
Closed -$995K
RCL icon
1141
Royal Caribbean
RCL
$85.6B
– –
-70,700
Closed -$3.93M
REXR icon
1142
Rexford Industrial Realty
REXR
$8.19B
– –
-20,700
Closed -$295K
RH icon
1143
RH
RH
$3.71B
– –
-23,000
Closed -$2.14M
RHP icon
1144
Ryman Hospitality Properties
RHP
$7.63B
– –
-64,600
Closed -$3.11M
RRGB icon
1145
Red Robin
RRGB
$152M
– –
-5,300
Closed -$377K
SAIA icon
1146
Saia
SAIA
$9.72B
– –
-18,100
Closed -$795K
SFL icon
1147
SFL Corp
SFL
$1.61B
– –
-36,300
Closed -$675K
SFNC icon
1148
Simmons First National
SFNC
$3.39B
– –
-17,400
Closed -$343K
SHO icon
1149
Sunstone Hotel Investors
SHO
$2.06B
– –
-28,100
Closed -$420K
SHOO icon
1150
Steven Madden
SHOO
$3.55B
– –
-40,800
Closed -$933K
44 45
46
47 48

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PVMCV
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DAC
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TCM
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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.