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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMLP icon
1101
Martin Midstream Partners
MMLP
$95.9M
– –
-43,700
Closed -$1.8M
MMYT icon
1102
MakeMyTrip
MMYT
$5.64B
– –
-7,000
Closed -$246K
MT icon
1103
ArcelorMittal
MT
$55.3B
– –
-8,747
Closed -$299K
MTG icon
1104
MGIC Investment
MTG
$6.25B
– –
-57,100
Closed -$528K
MTRX icon
1105
Matrix Service
MTRX
$335M
– –
-12,000
Closed -$393K
MXL icon
1106
MaxLinear
MXL
$6.8B
– –
-30,700
Closed -$309K
NAT icon
1107
Nordic American Tanker
NAT
$1.37B
– –
-18,909
Closed -$176K
NEO icon
1108
NeoGenomics
NEO
$2.13B
– –
-22,500
Closed -$75K
NFG icon
1109
National Fuel Gas
NFG
$7.65B
– –
-5,100
Closed -$399K
NHI icon
1110
National Health Investors
NHI
$3.65B
– –
-11,400
Closed -$713K
NOC icon
1111
Northrop Grumman
NOC
$81.2B
– –
-2,700
Closed -$323K
NRG icon
1112
NRG Energy
NRG
$24.8B
– –
-33,600
Closed -$1.25M
NSC icon
1113
Norfolk Southern
NSC
$75.1B
– –
-6,700
Closed -$690K
NTAP icon
1114
NetApp
NTAP
$37.2B
– –
-132,300
Closed -$4.83M
NTCT icon
1115
NETSCOUT
NTCT
$2.79B
– –
-26,600
Closed -$1.18M
NVRI icon
1116
Enviri
NVRI
$620M
– –
-9,000
Closed -$240K
NWG icon
1117
NatWest
NWG
$76.4B
– –
-22,007
Closed -$268K
NWL icon
1118
Newell Brands
NWL
$2.56B
– –
-16,500
Closed -$511K
ADAM
1119
Adamas Trust
ADAM
$883M
– –
-23,625
Closed -$738K
OFG icon
1120
OFG Bancorp
OFG
$2.21B
– –
-17,900
Closed -$330K
OFIX icon
1121
Orthofix Medical
OFIX
$419M
– –
-5,700
Closed -$207K
OLED icon
1122
Universal Display
OLED
$4.19B
– –
-24,600
Closed -$790K
OXM icon
1123
Oxford Industries
OXM
$552M
– –
-7,800
Closed -$520K
OXY icon
1124
Occidental Petroleum
OXY
$55.9B
– –
-15,030
Closed -$1.48M
PACB icon
1125
Pacific Biosciences
PACB
$370M
– –
-30,400
Closed -$188K
43 44
45
46 47

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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.