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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFII
1101
DELISTED
Electronics for Imaging
EFII
– –
-48,600
Closed -$1.88M
GG
1102
DELISTED
Goldcorp Inc
GG
– –
-31,300
Closed -$678K
OREX
1103
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-3,910
Closed -$220K
OKSB
1104
DELISTED
Southwest Bancorp Inc/OK
OKSB
– –
-16,800
Closed -$267K
SPLS
1105
DELISTED
Staples Inc
SPLS
– –
-55,300
Closed -$879K
WNR
1106
DELISTED
Western Refining Inc
WNR
– –
-11,600
Closed -$492K
NTT
1107
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-15,100
Closed -$408K
ACAS
1108
DELISTED
American Capital Ltd
ACAS
– –
-32,100
Closed -$502K
LNKD
1109
DELISTED
LinkedIn Corporation
LNKD
– –
-1,000
Closed -$217K
LXK
1110
DELISTED
Lexmark Intl Inc
LXK
– –
-29,500
Closed -$1.05M
DEG
1111
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
– –
-26,000
Closed -$386K
STMP
1112
DELISTED
Stamps.com, Inc.
STMP
– –
-13,900
Closed -$585K
RHT
1113
DELISTED
Red Hat Inc
RHT
– –
-37,900
Closed -$2.12M
WES
1114
DELISTED
Western Gas Partners Lp
WES
– –
-6,500
Closed -$401K
FNSR
1115
DELISTED
Finisar Corp
FNSR
– –
-67,500
Closed -$1.61M
SWFT
1116
DELISTED
Swift Transportation Company
SWFT
– –
-66,900
Closed -$1.49M
41 42 43 44
45

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.