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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STSA
1101
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
– –
-58,300
Closed -$1.67M
FLY
1102
DELISTED
Fly Leasing Limited
FLY
– –
-37,300
Closed -$518K
TYC
1103
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-90,438
Closed -$3.31M
CAM
1104
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-8,000
Closed -$467K
HOT
1105
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-19,500
Closed -$1.3M
PEI
1106
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-873
Closed -$245K
CBB
1107
DELISTED
Cincinnati Bell Inc.
CBB
– –
-3,120
Closed -$42K
MTSC
1108
DELISTED
MTS Systems Corp
MTSC
– –
-4,000
Closed -$257K
UN
1109
DELISTED
Unilever NV New York Registry Shares
UN
– –
-56,500
Closed -$2.13M
CY
1110
DELISTED
Cypress Semiconductor
CY
– –
-27,800
Closed -$260K
LPNT
1111
DELISTED
LifePoint Health, Inc.
LPNT
– –
-17,200
Closed -$802K
AMTG
1112
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
– –
-27,500
Closed -$401K
PQUE
1113
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-56,400
Closed -$226K
KNGT
1114
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
– –
-13,400
Closed -$221K
ETP
1115
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-35,500
Closed -$1.85M
TIVO
1116
DELISTED
TIVO INC
TIVO
– –
-244,100
Closed -$3.04M
DWSN
1117
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
– –
-11,400
Closed -$370K
OPLK
1118
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
– –
-31,600
Closed -$595K
GMAN
1119
DELISTED
Gordmans Stores, Inc.
GMAN
– –
-15,400
Closed -$173K
DDC
1120
DELISTED
Dominion Diamond Corporation
DDC
– –
-24,900
Closed -$304K
ARP
1121
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
-44,200
Closed -$926K
SPN
1122
DELISTED
Superior Energy Services, Inc.
SPN
– –
-6,660
Closed -$1.67M
41 42 43 44
45

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.