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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADVS
1076
DELISTED
Advent Software Inc
ADVS
– –
-17,900
Closed -$626K
TRW
1077
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
– –
-5,100
Closed -$379K
EGL
1078
DELISTED
Engility Holdings, Inc.
EGL
– –
-36,700
Closed -$1.23M
DRIV
1079
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-19,000
Closed -$351K
SAPE
1080
DELISTED
SAPIENT CORP
SAPE
– –
-24,800
Closed -$431K
AUXL
1081
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-17,800
Closed -$369K
GRT
1082
DELISTED
GLIMCHER REALTY TRUST
GRT
– –
-13,800
Closed -$129K
ROC
1083
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-3,700
Closed -$266K
RFMD
1084
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-22,600
Closed -$117K
EPB
1085
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-17,500
Closed -$630K
BAGL
1086
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
– –
-23,600
Closed -$342K
ITMN
1087
DELISTED
INTERMUNE INC
ITMN
– –
-12,800
Closed -$189K
OPEN
1088
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-6,900
Closed -$548K
PDH
1089
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
– –
-18,800
Closed -$219K
ZLC
1090
DELISTED
ZALE CORPORATION
ZLC
– –
-12,000
Closed -$189K
ACCL
1091
DELISTED
Accelrys Inc
ACCL
– –
-15,900
Closed -$152K
BRE
1092
DELISTED
BRE PROPERTIES INC CL A
BRE
– –
-8,400
Closed -$460K
LIFE
1093
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-39,500
Closed -$2.99M
ASIA
1094
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-165,200
Closed -$1.98M
DLLR
1095
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
– –
-13,600
Closed -$156K
CAVM
1096
DELISTED
Cavium, Inc.
CAVM
– –
-14,900
Closed -$514K
FWLT
1097
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-46,600
Closed -$1.54M
NTP
1098
DELISTED
Nam Tai Property Inc.
NTP
– –
-41,900
Closed -$299K
CKH
1099
DELISTED
Seacor Holdings Inc.
CKH
– –
-7,652
Closed -$675K
AUO
1100
DELISTED
AU Optronics Corp
AUO
– –
-10,900
Closed -$34K
41 42 43
44
45

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.