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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRCM
1051
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-21,200
Closed -$552K
PCP
1052
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-18,000
Closed -$4.09M
BMR
1053
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-93,000
Closed -$1.73M
FXEN
1054
DELISTED
FX ENERGY INC
FXEN
– –
-16,600
Closed -$57K
SFY
1055
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-34,500
Closed -$394K
CYT
1056
DELISTED
CYTEC INDS INC
CYT
– –
-57,200
Closed -$2.33M
ZQK
1057
DELISTED
QUICKSILVER,INC.
ZQK
– –
-27,900
Closed -$196K
HSP
1058
DELISTED
HOSPIRA INC
HSP
– –
-5,200
Closed -$204K
QLTY
1059
DELISTED
QUALITY DISTR INC FLA
QLTY
– –
-10,200
Closed -$94K
INFA
1060
DELISTED
INFORMATICA CORP
INFA
– –
-13,100
Closed -$511K
CTRX
1061
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-23,300
Closed -$1.07M
KRFT
1062
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-9,600
Closed -$504K
RKT
1063
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-54,000
Closed -$2.73M
IGTE
1064
DELISTED
IGATE CORPORATION
IGTE
– –
-19,600
Closed -$544K
CODE
1065
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
– –
-15,900
Closed -$160K
SIMG
1066
DELISTED
SILICON IMAGE INC
SIMG
– –
-22,000
Closed -$117K
NPSP
1067
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-18,800
Closed -$598K
CBST
1068
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-24,000
Closed -$1.52M
BIRT
1069
DELISTED
Actuate Corp
BIRT
– –
-16,000
Closed -$118K
KWK
1070
DELISTED
QUICKSILVER RESOURCES INC
KWK
– –
-12,900
Closed -$25K
CQB
1071
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-39,400
Closed -$499K
TQNT
1072
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-48,400
Closed -$393K
MGAM
1073
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-10,900
Closed -$377K
CNVR
1074
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-36,700
Closed -$766K
TIBX
1075
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-46,900
Closed -$1.2M
41 42
43
44 45

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.