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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLD
1026
DELISTED
Cloud Peak Energy Inc
CLD
– –
-81,200
Closed -$1.46M
NTRI
1027
DELISTED
NutriSystem, Inc.
NTRI
– –
-39,300
Closed -$646K
AHL
1028
DELISTED
ASPEN Insurance Holding Limited
AHL
– –
-66,100
Closed -$2.73M
FBR
1029
DELISTED
Fibria Celulose Sa
FBR
– –
-66,500
Closed -$777K
LKM
1030
DELISTED
Link Motion Inc.
LKM
– –
-42,200
Closed -$620K
SONC
1031
DELISTED
Sonic Corp
SONC
– –
-31,900
Closed -$644K
SVU
1032
DELISTED
SUPERVALU Inc.
SVU
– –
-21,771
Closed -$1.11M
CPLA
1033
DELISTED
Capella Education Company
CPLA
– –
-10,500
Closed -$698K
VR
1034
DELISTED
Validus Hold Ltd
VR
– –
-15,100
Closed -$608K
YGE
1035
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-1,850
Closed -$93K
AHGP
1036
DELISTED
Alliance Holdings GP
AHGP
– –
-3,700
Closed -$217K
BBG
1037
DELISTED
Bill Barrett Corp
BBG
– –
-22,500
Closed -$603K
RGC
1038
DELISTED
Regal Entertainment Group
RGC
– –
-54,600
Closed -$1.06M
TESO
1039
DELISTED
Tesco Corp
TESO
– –
-35,100
Closed -$694K
ALR
1040
DELISTED
Alere Inc
ALR
– –
-48,500
Closed -$1.76M
SHOR
1041
DELISTED
ShoreTel, Inc.
SHOR
– –
-22,800
Closed -$212K
WBMD
1042
DELISTED
WebMD Health Corp.
WBMD
– –
-10,700
Closed -$423K
RAI
1043
DELISTED
Reynolds American Inc
RAI
– –
-11,600
Closed -$290K
KATE
1044
DELISTED
Kate Spade & Company
KATE
– –
-24,500
Closed -$786K
PVTB
1045
DELISTED
PrivateBancorp Inc
PVTB
– –
-18,200
Closed -$527K
MJN
1046
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-85,600
Closed -$7.17M
BEAV
1047
DELISTED
B/E Aerospace Inc
BEAV
– –
-4,005
Closed -$252K
GK
1048
DELISTED
G&K Services Inc
GK
– –
-5,800
Closed -$361K
TSL
1049
DELISTED
Trina Solar Limited
TSL
– –
-54,300
Closed -$742K
ARIA
1050
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-39,400
Closed -$269K
40 41
42
43 44

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.