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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHI
1026
DELISTED
Baker Hughes
BHI
– –
-17,200
Closed -$845K
OKS
1027
DELISTED
Oneok Partners LP
OKS
– –
-4,100
Closed -$217K
XCO
1028
DELISTED
Exco Resources
XCO
– –
-1,854
Closed -$185K
VAL
1029
DELISTED
Valspar
VAL
– –
-3,300
Closed -$209K
EXAR
1030
DELISTED
Exar Corporation
EXAR
– –
-16,500
Closed -$221K
CSC
1031
DELISTED
Computer Sciences
CSC
– –
-13,052
Closed -$285K
MENT
1032
DELISTED
Mentor Graphics Corp
MENT
– –
-36,400
Closed -$851K
TPLM
1033
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-20,700
Closed -$203K
PLKI
1034
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
– –
-13,400
Closed -$584K
CYNO
1035
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-57,000
Closed -$1.3M
ROSG
1036
DELISTED
Rosetta Genomics Ltd.
ROSG
– –
-1,142
Closed -$44K
LLTC
1037
DELISTED
Linear Technology Corp
LLTC
– –
-40,500
Closed -$1.61M
SE
1038
DELISTED
Spectra Energy Corp Wi
SE
– –
-19,700
Closed -$674K
TMH
1039
DELISTED
Team Health Holdings Inc
TMH
– –
-17,000
Closed -$645K
STJ
1040
DELISTED
St Jude Medical
STJ
– –
-78,400
Closed -$4.21M
QLTI
1041
DELISTED
QLT Inc
QLTI
– –
-12,500
Closed -$58K
BLOX
1042
DELISTED
Infoblox Inc
BLOX
– –
-14,200
Closed -$594K
CVC
1043
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-15,000
Closed -$253K
FSYS
1044
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-16,600
Closed -$326K
BBEP
1045
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-47,200
Closed -$865K
TFM
1046
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-5,000
Closed -$237K
JAH
1047
DELISTED
JARDEN CORPORATION
JAH
– –
-123,300
Closed -$3.98M
AFFX
1048
DELISTED
Affymetrix Inc
AFFX
– –
-28,700
Closed -$178K
HNT
1049
DELISTED
HEALTH NET INC
HNT
– –
-69,500
Closed -$2.2M
CCG
1050
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
– –
-37,500
Closed -$405K
40 41
42
43 44

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.