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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COV
1026
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-18,499
Closed -$1.03M
ALC
1027
DELISTED
ASSISTED LIVING CONCEPTS INC NEW CL A COM STK (NV)
ALC
– –
-10,000
Closed -$120K
STEC
1028
DELISTED
STEC INC COM STK
STEC
– –
-47,100
Closed -$317K
NITE
1029
DELISTED
KNIGHT CAPITAL GROUP, INC. CLASS A
NITE
– –
-120,900
Closed -$434K
WLL
1030
DELISTED
Whiting Petroleum Corporation
WLL
– –
-60
Closed -$834K
UFS
1031
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-9,600
Closed -$319K
VEDL
1032
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
– –
-13,478
Closed -$131K
CMO
1033
DELISTED
Capstead Mortgage Corp.
CMO
– –
-11,000
Closed -$133K
BAS
1034
DELISTED
Basis Energy Services, Inc.
BAS
– –
-18
Closed -$122K
CELG
1035
DELISTED
Celgene Corp
CELG
– –
-38,600
Closed -$2.26M
JMBA
1036
DELISTED
Jamba, Inc.
JMBA
– –
-14,000
Closed -$209K
MTGE
1037
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-45,394
Closed -$816K
DST
1038
DELISTED
DST Systems Inc.
DST
– –
-143,000
Closed -$4.67M
FPO
1039
DELISTED
First Potomac Realty Trust
FPO
– –
-10,100
Closed -$132K
WNR
1040
DELISTED
Western Refining Inc
WNR
– –
-16,700
Closed -$469K
ACAS
1041
DELISTED
American Capital Ltd
ACAS
– –
-165,900
Closed -$2.1M
PLCM
1042
DELISTED
POLYCOM INC
PLCM
– –
-19,000
Closed -$200K
KKD
1043
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
– –
-83,700
Closed -$1.46M
ICA
1044
DELISTED
EMPRESAS ICA, S.A. DE C.V. ADS (EA REPTG 4 ORD PART CERT)
ICA
– –
-15,100
Closed -$114K
FON
1045
DELISTED
SPRINT CORP FON COM
FON
– –
-595,900
Closed -$4.18M
RHT
1046
DELISTED
Red Hat Inc
RHT
– –
-35,100
Closed -$1.68M
CB
1047
DELISTED
CHUBB CORPORATION
CB
– –
-47,400
Closed -$4.01M
MNR
1048
DELISTED
Monmouth Real Estate Investment Corp
MNR
– –
-15,400
Closed -$152K
OB
1049
DELISTED
Onebeacon Insurance Group Ltd
OB
– –
-21,900
Closed -$317K
AGN
1050
DELISTED
Allergan Inc
AGN
– –
-29,500
Closed -$2.48M
39 40 41
42
43

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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.