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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SINA
1001
DELISTED
Sina Corp
SINA
– –
-25,700
Closed -$2.17M
QEP
1002
DELISTED
QEP RESOURCES, INC.
QEP
– –
-35,900
Closed -$1.1M
CZZ
1003
DELISTED
Cosan Limited
CZZ
– –
-60,200
Closed -$826K
TNAV
1004
DELISTED
Telenav Inc.
TNAV
– –
-10,900
Closed -$72K
AXAS
1005
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-2,620
Closed -$171K
AMTD
1006
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-10,900
Closed -$334K
CCMP
1007
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-11,000
Closed -$503K
DNR
1008
DELISTED
Denbury Resources, Inc.
DNR
– –
-86,200
Closed -$1.42M
LM
1009
DELISTED
Legg Mason, Inc.
LM
– –
-15,700
Closed -$683K
GNC
1010
DELISTED
GNC Holdings, Inc.
GNC
– –
-78,800
Closed -$4.61M
TECD
1011
DELISTED
Tech Data Corp
TECD
– –
-4,300
Closed -$222K
CHK
1012
DELISTED
Chesapeake Energy Corporation
CHK
– –
-199
Closed -$1.02M
RRTS
1013
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
– –
-852
Closed -$574K
PKD
1014
DELISTED
Parker Drilling Company
PKD
– –
-1,740
Closed -$212K
LPT
1015
DELISTED
Liberty Property Trust
LPT
– –
-21,000
Closed -$711K
WCG
1016
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-5,600
Closed -$394K
CRR
1017
DELISTED
Carbo Ceramics Inc.
CRR
– –
-5,000
Closed -$583K
ASNA
1018
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-695
Closed -$294K
CBM
1019
DELISTED
Cambrex Corporation
CBM
– –
-37,800
Closed -$674K
GHDX
1020
DELISTED
Genomic Health, Inc.
GHDX
– –
-28,800
Closed -$843K
UPL
1021
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-33,300
Closed -$721K
ANDX
1022
DELISTED
Andeavor Logistics LP
ANDX
– –
-10,700
Closed -$560K
LGCY
1023
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
-9,500
Closed -$268K
BRS
1024
DELISTED
Bristow Group, Inc.
BRS
– –
-35,500
Closed -$2.67M
RDC
1025
DELISTED
Rowan Companies Plc
RDC
– –
-39,200
Closed -$1.39M
39 40
41
42 43

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SAC
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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.