We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGT icon
976
Allegiant Air
ALGT
$2.57B
– –
-5,200
Closed -$612K
AMC icon
977
AMC Entertainment Holdings
AMC
$2.31B
– –
-1,640
Closed -$408K
AMD icon
978
Advanced Micro Devices
AMD
$789B
– –
-28,400
Closed -$119K
AMED
979
DELISTED
Amedisys
AMED
– –
-11,100
Closed -$186K
AMG icon
980
Affiliated Managers Group
AMG
$9.76B
– –
-8,600
Closed -$1.77M
AMP icon
981
Ameriprise Financial
AMP
$48.8B
– –
-13,200
Closed -$1.58M
ANF icon
982
Abercrombie & Fitch
ANF
$5B
– –
-31,900
Closed -$1.38M
ANIK icon
983
Anika Therapeutics
ANIK
$287M
– –
-19,100
Closed -$885K
AOS icon
984
A.O. Smith
AOS
$8.7B
– –
-42,400
Closed -$1.05M
ARR
985
Armour Residential REIT
ARR
$2.36B
– –
-535
Closed -$93K
ASMB icon
986
Assembly Biosciences
ASMB
$529M
– –
-477
Closed -$37K
CVSA
987
Covista Inc
CVSA
$4.8B
– –
-53,200
Closed -$2.25M
ATHE
988
Alterity Therapeutics
ATHE
$80.7M
– –
-265
Closed -$36K
AVY icon
989
Avery Dennison
AVY
$13.4B
– –
-29,900
Closed -$1.53M
AWK icon
990
American Water Works
AWK
$26.9B
– –
-25,300
Closed -$1.25M
AX icon
991
Axos Financial
AX
$5.68B
– –
-173,200
Closed -$3.18M
BAC icon
992
Bank of America
BAC
$442B
– –
-27,700
Closed -$426K
BAP icon
993
Credicorp
BAP
$30.7B
– –
-2,100
Closed -$326K
BC icon
994
Brunswick
BC
$5.28B
– –
-8,400
Closed -$354K
BDN
995
Brandywine Realty Trust
BDN
$554M
– –
-54,300
Closed -$847K
BGS icon
996
B&G Foods
BGS
$286M
– –
-16,700
Closed -$546K
BHR
997
Braemar Hotels & Resorts
BHR
$142M
– –
-14,241
Closed -$242K
BLMN icon
998
Bloomin' Brands
BLMN
$938M
– –
-20,400
Closed -$458K
BP icon
999
BP
BP
$107B
– –
-60,883
Closed -$2.63M
BR icon
1000
Broadridge
BR
$19B
– –
-46,800
Closed -$1.95M
38 39
40
41 42

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.