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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCOV
976
DELISTED
Brightcove, Inc.
BCOV
– –
-16,100
Closed -$228K
MRO
977
DELISTED
Marathon Oil Corporation
MRO
– –
-14,100
Closed -$498K
LL
978
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-3,400
Closed -$350K
HOLI
979
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-11,500
Closed -$218K
IMGN
980
DELISTED
Immunogen Inc
IMGN
– –
-12,000
Closed -$176K
SGEN
981
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-26,200
Closed -$1.04M
AVTA
982
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-38,700
Closed -$1.13M
CIR
983
DELISTED
CIRCOR International, Inc
CIR
– –
-4,400
Closed -$355K
NATI
984
DELISTED
National Instruments Corp
NATI
– –
-12,100
Closed -$387K
ACOR
985
DELISTED
Acorda Therapeutics
ACOR
– –
-313
Closed -$1.09M
LHCG
986
DELISTED
LHC Group LLC
LHCG
– –
-8,400
Closed -$202K
TEN
987
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-6,200
Closed -$351K
DRE
988
DELISTED
Duke Realty Corp.
DRE
– –
-10,400
Closed -$156K
CTXS
989
DELISTED
Citrix Systems Inc
CTXS
– –
-33,028
Closed -$1.66M
ENDP
990
DELISTED
Endo International plc
ENDP
– –
-17,500
Closed -$1.18M
SAFM
991
DELISTED
Sanderson Farms Inc
SAFM
– –
-8,700
Closed -$629K
PSB
992
DELISTED
PS Business Parks, Inc.
PSB
– –
-4,700
Closed -$359K
ECOL
993
DELISTED
US Ecology, Inc.
ECOL
– –
-19,400
Closed -$720K
FOE
994
DELISTED
Ferro Corporation
FOE
– –
-24,700
Closed -$317K
XLNX
995
DELISTED
Xilinx Inc
XLNX
– –
-68,600
Closed -$3.15M
HRC
996
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-22,800
Closed -$943K
SYKE
997
DELISTED
SYKES Enterprises Inc
SYKE
– –
-10,400
Closed -$227K
MXIM
998
DELISTED
Maxim Integrated Products
MXIM
– –
-114,300
Closed -$3.19M
LEAF
999
DELISTED
Leaf Group Ltd.
LEAF
– –
-20,009
Closed -$229K
CLGX
1000
DELISTED
Corelogic, Inc.
CLGX
– –
-8,100
Closed -$288K
38 39
40
41 42

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.