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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSII
976
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-24,400
Closed -$489K
FCRD
977
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-15,700
Closed -$245K
UMPQ
978
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-32,900
Closed -$534K
DS
979
DELISTED
Drive Shack Inc.
DS
– –
-12,937
Closed -$66K
POLY
980
DELISTED
Plantronics, Inc.
POLY
– –
-9,300
Closed -$428K
SFUN
981
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-740
Closed -$382K
CVA
982
DELISTED
Covanta Holding Corporation
CVA
– –
-23,000
Closed -$492K
ANH
983
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-15,400
Closed -$74K
WPX
984
DELISTED
WPX Energy, Inc.
WPX
– –
-14,200
Closed -$273K
TCO
985
DELISTED
Taubman Centers Inc.
TCO
– –
-10,300
Closed -$693K
ETFC
986
DELISTED
E*Trade Financial Corporation
ETFC
– –
-28,700
Closed -$474K
NE
987
DELISTED
Noble Corporation
NE
– –
-187,502
Closed -$6.19M
ECT
988
DELISTED
ECA Marcellus Trust 1 Interest
ECT
– –
-12,200
Closed -$114K
HCR
989
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-13,200
Closed -$348K
MINI
990
DELISTED
Mobile Mini Inc
MINI
– –
-8,100
Closed -$276K
PGNX
991
DELISTED
Progenics Pharmaceuticals Inc
PGNX
– –
-12,200
Closed -$61K
EQM
992
DELISTED
EQM Midstream Partners, LP
EQM
– –
-5,300
Closed -$261K
TIVO
993
DELISTED
Tivo Inc
TIVO
– –
-28,400
Closed -$544K
WBC
994
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-13,600
Closed -$1.15M
CYOU
995
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-5,800
Closed -$206K
AVX
996
DELISTED
AVX Corporation
AVX
– –
-11,400
Closed -$150K
AVP
997
DELISTED
Avon Products, Inc.
AVP
– –
-41,100
Closed -$847K
HOS
998
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-11,400
Closed -$655K
STI
999
DELISTED
SunTrust Banks, Inc.
STI
– –
-46,700
Closed -$1.51M
DF
1000
DELISTED
Dean Foods Company
DF
– –
-20,500
Closed -$396K
38 39
40
41 42

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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.