We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANDV
976
DELISTED
Andeavor
ANDV
– –
-35,900
Closed -$1.88M
ILG
977
DELISTED
ILG, Inc Common Stock
ILG
– –
-11,200
Closed -$223K
NSH
978
DELISTED
NuStar GP Holdings LLC
NSH
– –
-8,300
Closed -$222K
VR
979
DELISTED
Validus Hold Ltd
VR
– –
-43,400
Closed -$1.57M
TWX
980
DELISTED
Time Warner Inc
TWX
– –
-39,113
Closed -$2.17M
APLP
981
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-7,900
Closed -$239K
CAA
982
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-2,560
Closed -$107K
WAC
983
DELISTED
Walter Investment Mgt Corp
WAC
– –
-12,000
Closed -$406K
YHOO
984
DELISTED
Yahoo Inc
YHOO
– –
-108,700
Closed -$2.73M
EVER
985
DELISTED
Everbank Financial Corp
EVER
– –
-22,400
Closed -$371K
JNS
986
DELISTED
Janus Capital Group Inc
JNS
– –
-31,100
Closed -$265K
HW
987
DELISTED
Headwaters Inc
HW
– –
-32,500
Closed -$287K
GK
988
DELISTED
G&K Services Inc
GK
– –
-13,300
Closed -$633K
CLNY
989
DELISTED
Colony Capital, Inc.
CLNY
– –
-74,800
Closed -$1.49M
HNR
990
DELISTED
Harvest Natural Resources
HNR
– –
-9,125
Closed -$113K
ASEI
991
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-4,400
Closed -$246K
AXLL
992
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-9,000
Closed -$383K
JMI
993
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-20,800
Closed -$293K
ATML
994
DELISTED
ATMEL CORP
ATML
– –
-11,500
Closed -$84K
RNF
995
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-12,100
Closed -$356K
SIRO
996
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-39,000
Closed -$2.57M
SWI
997
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-7,200
Closed -$279K
OVTI
998
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
– –
-61,300
Closed -$1.14M
MDAS
999
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
– –
-19,800
Closed -$351K
PMCS
1000
DELISTED
P M C SIERRA INC
PMCS
– –
-27,300
Closed -$173K
38 39
40
41 42

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.