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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
76
Humana
HUM
$43.7B
$2.73M 0.32%
+29,300
New +$2.69M
RKT
77
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$2.73M 0.32%
54,000
+26,000
+93% +$1.45M
OLN icon
78
Olin
OLN
$2.13B
$2.73M 0.32%
118,300
+98,800
+507% +$2.34M
MDT icon
79
Medtronic
MDT
$110B
$2.68M 0.31%
+50,400
New +$2.71M
AXP icon
80
American Express
AXP
$236B
$2.67M 0.31%
+35,300
New +$2.66M
STWD icon
81
Starwood Property Trust
STWD
$6.01B
$2.64M 0.31%
136,794
+50,228
+58% +$1.01M
CFFN icon
82
Capitol Federal Financial
CFFN
$1.12B
$2.63M 0.31%
212,000
+44,400
+26% +$556K
SJM icon
83
J.M. Smucker
SJM
$12.7B
$2.63M 0.31%
+25,000
New +$2.71M
WFT
84
DELISTED
Weatherford International plc
WFT
$2.57M 0.3%
+167,500
New +$2.46M
MIC
85
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$2.56M 0.3%
47,900
+25,400
+113% +$1.39M
EMN icon
86
Eastman Chemical
EMN
$8.39B
$2.56M 0.3%
+32,800
New +$2.53M
TT icon
87
Trane Technologies
TT
$106B
$2.55M 0.3%
49,204
+27,419
+126% +$1.34M
EFX icon
88
Equifax
EFX
$20.8B
$2.55M 0.3%
42,600
+22,100
+108% +$1.36M
BRO icon
89
Brown & Brown
BRO
$23.7B
$2.48M 0.29%
154,800
+22,600
+17% +$369K
PCAR icon
90
PACCAR
PCAR
$70.2B
$2.48M 0.29%
+66,900
New +$2.49M
WAFD icon
91
WaFd
WAFD
$2.79B
$2.47M 0.29%
119,600
+63,400
+113% +$1.35M
VLO icon
92
Valero Energy
VLO
$87.1B
$2.47M 0.29%
72,400
-101,000
-58% -$3.57M
VRSN icon
93
VeriSign
VRSN
$26.5B
$2.44M 0.29%
+48,000
New +$2.32M
FRX
94
DELISTED
FOREST LABORATORIES INC
FRX
$2.42M 0.28%
+56,500
New +$2.45M
KMP
95
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.4M 0.28%
+30,100
New +$2.49M
STR
96
DELISTED
QUESTAR CORP
STR
$2.34M 0.27%
+103,900
New +$2.4M
TEL icon
97
TE Connectivity
TEL
$63.2B
$2.33M 0.27%
+45,000
New +$2.25M
CYT
98
DELISTED
CYTEC INDS INC
CYT
$2.33M 0.27%
+57,200
New +$2.22M
APC
99
DELISTED
Anadarko Petroleum
APC
$2.31M 0.27%
24,800
+15,700
+173% +$1.43M
DVN icon
100
Devon Energy
DVN
$48.5B
$2.3M 0.27%
39,800
+32,800
+469% +$1.87M
2 3
4
5 6

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TSP
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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.