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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRR
951
DELISTED
Star Equity Holdings
STRR
$71K 0.01%
362
-62
-15% -$11.1K
DFBG
952
DELISTED
Differential Brands Group Inc
DFBG
$67K 0.01%
+2,300
New +$73.5K
OREX
953
DELISTED
Orexigen Therapeutics, Inc.
OREX
$66K 0.01%
+1,550
New +$83.2K
ARQL
954
DELISTED
Arqule Inc
ARQL
$64K 0.01%
57,400
+18,700
+48% +$24.6K
MDGL icon
955
Madrigal Pharmaceuticals
MDGL
$11.8B
$58K 0.01%
+551
New +$76.6K
VG
956
DELISTED
Vonage Holdings Corporation
VG
$55K ﹤0.01%
16,800
-32,100
-66% -$111K
ONE
957
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$52K ﹤0.01%
21,000
-38,400
-65% -$146K
PLPM
958
DELISTED
Planet Payment, Inc
PLPM
$50K ﹤0.01%
+25,300
New +$61.4K
MSO
959
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$50K ﹤0.01%
14,000
-3,000
-18% -$13.2K
BSIN
960
Big Sky Industrial
BSIN
$63.3M
$47K ﹤0.01%
+245
New +$58.2K
FXEN
961
DELISTED
FX ENERGY INC
FXEN
$42K ﹤0.01%
13,700
-9,900
-42% -$31.8K
CPRX
962
DELISTED
Catalyst Pharmaceutical
CPRX
$36K ﹤0.01%
+10,900
New +$28.5K
CASC
963
DELISTED
Cascadian Therapeutics, Inc.
CASC
$35K ﹤0.01%
3,050
+750
+33% +$11.5K
KBIO
964
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$35K ﹤0.01%
2,838
+163
+6% +$2.25K
QMCO icon
965
Quantum Corp
QMCO
$474M
$29K ﹤0.01%
158
– –
RTK
966
DELISTED
Rentech, Inc.
RTK
$29K ﹤0.01%
+1,710
New +$37.1K
GEG icon
967
Great Elm Group
GEG
$69.3M
$23K ﹤0.01%
+1,008
New +$24.6K
AOI
968
DELISTED
Alliance One International
AOI
$22K ﹤0.01%
+1,130
New +$25.7K
ONCY
969
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$6K ﹤0.01%
+11,000
New +$13.9K
ABR icon
970
Arbor Realty Trust
ABR
$998M
– –
-40,000
Closed -$278K
ACRE
971
Ares Commercial Real Estate
ACRE
$270M
– –
-20,400
Closed -$253K
ADC icon
972
Agree Realty
ADC
$9.41B
– –
-15,200
Closed -$459K
ADI icon
973
Analog Devices
ADI
$190B
– –
-42,500
Closed -$2.3M
AGO icon
974
Assured Guaranty
AGO
$3.34B
– –
-21,600
Closed -$529K
AIZ icon
975
Assurant
AIZ
$14.3B
– –
-15,100
Closed -$990K
37 38
39
40 41

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.