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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SR icon
951
Spire
SR
$4.85B
– –
-12,300
Closed -$560K
STT icon
952
State Street
STT
$50.7B
– –
-15,800
Closed -$1.16M
TDC icon
953
Teradata
TDC
$2.55B
– –
-41,800
Closed -$1.9M
TDW icon
954
Tidewater
TDW
$4.12B
– –
-375
Closed -$717K
THO icon
955
Thor Industries
THO
$4.14B
– –
-6,800
Closed -$376K
TMUS icon
956
T-Mobile US
TMUS
$190B
– –
-8,000
Closed -$269K
TRST
957
Trustco Bank Corp NY
TRST
$938M
– –
-5,600
Closed -$201K
TSN icon
958
Tyson Foods
TSN
$20.4B
– –
-19,400
Closed -$649K
TTWO icon
959
Take-Two Interactive
TTWO
$46.1B
– –
-305,400
Closed -$5.3M
UTI icon
960
Universal Technical Institute
UTI
$1.59B
– –
-10,300
Closed -$143K
VC icon
961
Visteon
VC
$2.78B
– –
-48,300
Closed -$3.96M
VRSN icon
962
VeriSign
VRSN
$26.6B
– –
-14,100
Closed -$843K
VRTS icon
963
Virtus Investment Partners
VRTS
$1.1B
– –
-4,100
Closed -$820K
VSAT icon
964
Viasat
VSAT
$11.1B
– –
-3,700
Closed -$232K
WBA
965
DELISTED
Walgreens Boots Alliance
WBA
– –
-113,300
Closed -$6.51M
WHR icon
966
Whirlpool
WHR
$2.82B
– –
-19,400
Closed -$3.04M
WPC icon
967
W.P. Carey
WPC
$16.4B
– –
-4,799
Closed -$288K
WSO icon
968
Watsco Inc
WSO
$13.6B
– –
-16,600
Closed -$1.59M
WST icon
969
West Pharmaceutical
WST
$24.9B
– –
-4,600
Closed -$226K
WWW icon
970
Wolverine World Wide
WWW
$1.55B
– –
-23,700
Closed -$805K
ZWS icon
971
Zurn Elkay Water Solutions
ZWS
$8.53B
– –
-39,236
Closed -$510K
GAP
972
The Gap Inc
GAP
$7.37B
– –
-37,800
Closed -$1.48M
INVX
973
Innovex International
INVX
$1.97B
– –
-8,400
Closed -$923K
MAGN
974
Magnera Corp
MAGN
$460M
– –
-1,315
Closed -$473K
PDCO
975
DELISTED
Patterson Companies, Inc.
PDCO
– –
-80,200
Closed -$3.3M
37 38
39
40 41

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.