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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAY
951
DELISTED
Bottomline Technologies Inc
EPAY
– –
-9,200
Closed -$233K
FOE
952
DELISTED
Ferro Corporation
FOE
– –
-30,100
Closed -$209K
XEC
953
DELISTED
CIMAREX ENERGY CO
XEC
– –
-15,100
Closed -$981K
CLGX
954
DELISTED
Corelogic, Inc.
CLGX
– –
-81,600
Closed -$1.89M
FLIR
955
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-40,100
Closed -$1.08M
WDR
956
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-17,300
Closed -$753K
TNAV
957
DELISTED
Telenav Inc.
TNAV
– –
-22,900
Closed -$120K
UNT
958
DELISTED
UNIT Corporation
UNT
– –
-5,100
Closed -$217K
SSI
959
DELISTED
Stage Stores Inc
SSI
– –
-9,400
Closed -$221K
WCG
960
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-8,700
Closed -$483K
ARQL
961
DELISTED
Arqule Inc
ARQL
– –
-18,200
Closed -$42K
FGP
962
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-13,000
Closed -$281K
MDCO
963
DELISTED
Medicines Co
MDCO
– –
-20,400
Closed -$628K
SEMG
964
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-10,900
Closed -$587K
ORIT
965
DELISTED
Oritani Financial Corp. New
ORIT
– –
-33,800
Closed -$530K
CHSP
966
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-19,300
Closed -$401K
HZNP
967
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-13,700
Closed -$34K
CBK
968
DELISTED
Christopher & Banks Corporation
CBK
– –
-11,300
Closed -$76K
ARRS
969
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-51,800
Closed -$743K
TLP
970
DELISTED
Transmontaigne
TLP
– –
-5,400
Closed -$226K
ESIO
971
DELISTED
Electro Scientific Industries
ESIO
– –
-11,600
Closed -$125K
FBR
972
DELISTED
Fibria Celulose Sa
FBR
– –
-59,500
Closed -$660K
GOV
973
DELISTED
Government Properties Income Trust
GOV
– –
-34,100
Closed -$860K
ETP
974
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-12,000
Closed -$384K
SYNT
975
DELISTED
Syntel Inc
SYNT
– –
-17,000
Closed -$534K
37 38
39
40 41

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.