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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-9.62%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$54.1M
Cap. Flow
+$86.8M
Cap. Flow %
7.64%
Top 10 Hldgs %
8.99%
Holding
1,377
New
447
Increased
254
Reduced
267
Closed
404

Top Buys

Rank Stock Value
1
EBAY icon
eBay
EBAY
+$13.9M
2
WHR icon
Whirlpool
WHR
+$9.48M
3
M icon
Macy's
M
+$9.27M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$8.32M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.13M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$14.1M
2
SPR
Spirit AeroSystems
SPR
+$13M
3
BHC icon
Bausch Health
BHC
+$12M
4
VIAB
Viacom Inc. Class B
VIAB
+$9.31M
5
CMI icon
Cummins
CMI
+$8.19M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 16.34%
2 Healthcare 14.82%
3 Technology 14.18%
4 Industrials 12.07%
5 Financials 9.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNXP icon
926
Tonix Pharmaceuticals
TNXP
$192M
– –
0
– –
IRIX icon
927
IRIDEX
IRIX
$14.5M
$80K 0.01%
+10,500
New +$75.6K
XNET
928
Xunlei
XNET
$326M
$76K 0.01%
+10,400
New +$88.5K
PES
929
DELISTED
Pioneer Energy Services Corp.
PES
$76K 0.01%
36,100
-78,400
-68% -$266K
EVC icon
930
Entravision Communication
EVC
$1.1B
$75K 0.01%
+11,300
New +$86.1K
ZIXI
931
DELISTED
Zix Corporation
ZIXI
$75K 0.01%
+17,900
New +$85.1K
KEM
932
DELISTED
KEMET Corporation
KEM
$72K 0.01%
38,900
-15,200
-28% -$30.4K
PGH
933
DELISTED
Pengrowth Energy Corporation
PGH
$68K 0.01%
+78,700
New +$114K
KEG
934
DELISTED
KEY ENERGY SERVICES INC
KEG
$68K 0.01%
145,700
-14,900
-9% -$6.95K
CDMO
935
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$65K 0.01%
9,171
+5,914
+182% +$49.4K
ARQL
936
DELISTED
Arqule Inc
ARQL
$64K 0.01%
34,300
-61,200
-64% -$106K
ARC
937
DELISTED
ARC Document Solutions, Inc.
ARC
$64K 0.01%
10,800
-5,300
-33% -$35.8K
SVA
938
DELISTED
Sinovac Biotech, Ltd
SVA
$62K 0.01%
+12,200
New +$64.6K
QNST icon
939
QuinStreet
QNST
$1.21B
$61K 0.01%
+11,000
New +$64.5K
UTI icon
940
Universal Technical Institute
UTI
$1.59B
$61K 0.01%
17,300
-5,900
-25% -$33K
PERI icon
941
Perion Network
PERI
$386M
$60K 0.01%
9,500
+1,233
+15% +$9.1K
VEON icon
942
VEON
VEON
$3.95B
$59K 0.01%
+572
New +$71.5K
STKL
943
DELISTED
SunOpta
STKL
$58K 0.01%
+12,000
New +$109K
NWY
944
DELISTED
New York & Co Inc
NWY
$50K ﹤0.01%
20,200
-600
-3% -$1.5K
ISH
945
DELISTED
INTL SHIPHOLDING CORP
ISH
$49K ﹤0.01%
12,900
-8,000
-38% -$42.7K
MNDO icon
946
Mind CTI
MNDO
$20.6M
$47K ﹤0.01%
+17,000
New +$46.4K
RIGL icon
947
Rigel Pharmaceuticals
RIGL
$750M
$42K ﹤0.01%
1,700
-370
-18% -$11K
BSBR icon
948
Santander
BSBR
$43.5B
$41K ﹤0.01%
+13,676
New +$56.8K
MY
949
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$41K ﹤0.01%
20,900
-62,900
-75% -$144K
GFI icon
950
Gold Fields
GFI
$36.5B
$39K ﹤0.01%
+14,800
New +$42.4K
36 37
38
39 40

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Nine Chapters Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Nine Chapters Capital Management held 1,377 positions worth $1.14B, down 4.5% from $1.19B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management deployed $86.8M of net new capital in Q3 2015, opening 447 new positions and adding to 254 existing holdings. Its largest new stake was MALLINCKRODT PUBLIC LIMITED COMPANY: 82,100 shares worth $5.25M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 10% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Spirit AeroSystems, an estimated $13M trimmed.

  • Nine Chapters Capital Management's largest Q3 2015 buy was MALLINCKRODT PUBLIC LIMITED COMPANY: 82,100 shares worth $5.25M.
  • Nine Chapters Capital Management added most to eBay in Q3 2015, an estimated $13.9M increase.
  • Nine Chapters Capital Management's biggest Q3 2015 reduction was Spirit AeroSystems, cutting an estimated $13M.
  • Nine Chapters Capital Management fully exited State Street in Q3 2015, selling an estimated $14.1M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.14B portfolio in Q3 2015.
  • Nine Chapters Capital Management opened 447 new positions and closed 404 in Q3 2015.
  • Nine Chapters Capital Management's portfolio value fell 4.5% quarter-over-quarter to $1.14B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.