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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.16B
AUM Growth
+$38.1M
Cap. Flow
+$544K
Cap. Flow %
0.05%
Top 10 Hldgs %
9.57%
Holding
1,408
New
438
Increased
256
Reduced
209
Closed
501

Top Buys

Rank Stock Value
1
UNP icon
Union Pacific
UNP
+$10.7M
2
SLH
SOLERA HOLDINGS, INC. COM
SLH
+$10.5M
3
WCN
Waste Connections
WCN
+$9.44M
4
LUV icon
Southwest Airlines
LUV
+$8.93M
5
IBM icon
IBM
IBM
+$8.75M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.75M
2
APTV icon
Aptiv
APTV
+$9.67M
3
VLO icon
Valero Energy
VLO
+$8.41M
4
MPC icon
Marathon Petroleum
MPC
+$8.29M
5
CAR icon
Avis
CAR
+$8.29M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Technology 13.92%
3 Consumer Discretionary 11.62%
4 Healthcare 9.57%
5 Energy 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTO icon
926
Alto Ingredients
ALTO
$340M
– –
-12,100
Closed -$169K
AMAT icon
927
Applied Materials
AMAT
$428B
– –
-45,700
Closed -$988K
AME icon
928
Ametek
AME
$58.2B
– –
-38,100
Closed -$1.91M
AMKR icon
929
Amkor Technology
AMKR
$13.7B
– –
-96,500
Closed -$812K
AMWD
930
DELISTED
American Woodmark
AMWD
– –
-18,500
Closed -$682K
AN icon
931
AutoNation
AN
$6.92B
– –
-9,300
Closed -$468K
ANDE icon
932
Andersons Inc
ANDE
$2.22B
– –
-38,100
Closed -$2.4M
ANSS
933
DELISTED
Ansys
ANSS
– –
-12,700
Closed -$961K
APAM icon
934
Artisan Partners
APAM
$3.02B
– –
-61,900
Closed -$3.22M
ARI
935
Apollo Commercial Real Estate
ARI
$885M
– –
-76,900
Closed -$1.21M
ARLP icon
936
Alliance Resource Partners
ARLP
$3.17B
– –
-7,400
Closed -$317K
ARMK icon
937
Aramark
ARMK
$14.7B
– –
-34,071
Closed -$647K
ASB icon
938
Associated Banc-Corp
ASB
$5.91B
– –
-20,200
Closed -$352K
ASTE icon
939
Astec Industries
ASTE
$1.02B
– –
-7,500
Closed -$274K
ATRO icon
940
Astronics
ATRO
$3.84B
– –
-14,418
Closed -$377K
AVGO icon
941
Broadcom
AVGO
$2.04T
– –
-47,000
Closed -$409K
AVNT icon
942
Avient
AVNT
$4.19B
– –
-57,300
Closed -$2.04M
AXP icon
943
American Express
AXP
$230B
– –
-33,700
Closed -$2.95M
AZN icon
944
AstraZeneca
AZN
$250B
– –
-21,500
Closed -$1.54M
BAH icon
945
Booz Allen Hamilton
BAH
$9.15B
– –
-29,100
Closed -$681K
BANC icon
946
Banc of California
BANC
$2.97B
– –
-39,800
Closed -$463K
BAX icon
947
Baxter International
BAX
$14.2B
– –
-118,745
Closed -$4.63M
BB icon
948
BlackBerry
BB
$5.26B
– –
-189,600
Closed -$1.89M
BBDC icon
949
Barings BDC
BBDC
$965M
– –
-25,900
Closed -$656K
BBSI icon
950
Barrett Business Services
BBSI
$804M
– –
-34,800
Closed -$344K
36 37
38
39 40

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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Nine Chapters Capital Management held 1,408 positions worth $1.16B, up 3.4% from $1.12B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.

Nine Chapters Capital Management's Q4 2014 filing shows 438 new, 256 increased, 209 reduced and 501 closed positions. Its largest new stake was Union Pacific: 93,400 shares worth $11.1M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $9.75M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Nine Chapters Capital Management's largest Q4 2014 buy was Union Pacific: 93,400 shares worth $11.1M.
  • Nine Chapters Capital Management added most to IBM in Q4 2014, an estimated $8.75M increase.
  • Nine Chapters Capital Management's biggest Q4 2014 reduction was Aptiv, cutting an estimated $9.67M.
  • Nine Chapters Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2014, selling an estimated $9.75M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.6% of its $1.16B portfolio in Q4 2014.
  • Nine Chapters Capital Management opened 438 new positions and closed 501 in Q4 2014.
  • Nine Chapters Capital Management's portfolio value rose 3.4% quarter-over-quarter to $1.16B.

Based on Nine Chapters Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.