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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GYRE icon
926
Gyre Therapeutics
GYRE
$744M
$104K 0.01%
52
+18
+53% +$44.5K
MODN
927
DELISTED
MODEL N, INC.
MODN
$104K 0.01%
10,500
-500
-5% -$4.83K
FRTX
928
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$103K 0.01%
29
+20
+222% +$77.7K
SPRT
929
DELISTED
support.com, Inc.
SPRT
$101K 0.01%
+15,633
New +$113K
XOMA
930
DELISTED
Xoma
XOMA
$100K 0.01%
+1,185
New +$101K
MOBI
931
DELISTED
Sky-mobi Limited ADS
MOBI
$98K 0.01%
+12,000
New +$91.5K
SDT
932
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$95K 0.01%
+22,900
New +$129K
KZ
933
DELISTED
KongZhong Corporation
KZ
$91K 0.01%
+14,000
New +$111K
AVEO
934
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$90K 0.01%
8,120
+2,690
+50% +$34.2K
CSCI
935
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
$88K 0.01%
7
+6
+600% +$76.9K
FLWS icon
936
1-800-Flowers.com
FLWS
$258M
$87K 0.01%
+12,100
New +$70.4K
MY
937
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$85K 0.01%
28,000
+8,600
+44% +$26.2K
CVGI icon
938
Commercial Vehicle Group
CVGI
$147M
$82K 0.01%
13,200
-300
-2% -$2.63K
HCKT icon
939
Hackett Group
HCKT
$287M
$82K 0.01%
+13,800
New +$84.3K
HNR
940
DELISTED
Harvest Natural Resources
HNR
$82K 0.01%
+5,600
New +$102K
HBIO icon
941
Harvard Bioscience
HBIO
$29.2M
$81K 0.01%
1,990
-1,000
-33% -$46K
CTIC
942
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$77K 0.01%
3,190
-800
-20% -$20.8K
DRRX
943
DELISTED
DURECT Corp
DRRX
$76K 0.01%
5,190
+2,590
+100% +$40.2K
OSUR icon
944
OraSure Technologies
OSUR
$279M
$75K 0.01%
10,400
-47,900
-82% -$383K
DATE
945
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$75K 0.01%
+11,400
New +$65.3K
CPSS icon
946
Consumer Portfolio Services
CPSS
$206M
$74K 0.01%
+11,500
New +$83K
FBP icon
947
First Bancorp
FBP
$4.38B
$74K 0.01%
15,500
-10,700
-41% -$55.2K
KOPN icon
948
Kopin
KOPN
$791M
$74K 0.01%
21,800
+9,900
+83% +$35.6K
SPIL
949
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$74K 0.01%
10,900
-3,200
-23% -$23.7K
HMY icon
950
Harmony Gold Mining
HMY
$12.3B
$73K 0.01%
33,900
-4,700
-12% -$13.7K
36 37
38
39 40

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PVMCV
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SAC
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PCP
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TSP
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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.