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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
926
NCR Voyix
VYX
$1.16B
– –
-33,089
Closed -$670K
WRB icon
927
W.R. Berkley
WRB
$26.8B
– –
-139,388
Closed -$1.69M
WSBC icon
928
WesBanco
WSBC
$4B
– –
-10,500
Closed -$278K
WTW icon
929
Willis Towers Watson
WTW
$31.6B
– –
-3,549
Closed -$383K
WYNN icon
930
Wynn Resorts
WYNN
$10.5B
– –
-7,200
Closed -$921K
WY icon
931
Weyerhaeuser
WY
$18.3B
– –
-67,800
Closed -$1.93M
XYL icon
932
Xylem
XYL
$28.2B
– –
-44,600
Closed -$1.2M
ZBRA icon
933
Zebra Technologies
ZBRA
$17.2B
– –
-16,900
Closed -$734K
CPAY icon
934
Corpay
CPAY
$26B
– –
-10,200
Closed -$829K
PRSU
935
Pursuit Attractions and Hospitality Inc
PRSU
$1.3B
– –
-17,173
Closed -$360K
CDMO
936
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-3,329
Closed -$30K
CBD
937
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-5,200
Closed -$236K
SRC
938
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-25,953
Closed -$1.08M
RPT
939
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-10,500
Closed -$163K
VMW
940
DELISTED
VMware, Inc
VMW
– –
-8,900
Closed -$596K
BSMX
941
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-40,500
Closed -$576K
BBBY
942
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-25,500
Closed -$1.81M
TTM
943
DELISTED
Tata Motors Limited
TTM
– –
-31,100
Closed -$729K
Y
944
DELISTED
Alleghany Corp
Y
– –
-3,300
Closed -$1.26M
DRE
945
DELISTED
Duke Realty Corp.
DRE
– –
-12,300
Closed -$192K
CTXS
946
DELISTED
Citrix Systems Inc
CTXS
– –
-15,572
Closed -$748K
MANT
947
DELISTED
Mantech International Corp
MANT
– –
-12,000
Closed -$313K
PTR
948
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-2,500
Closed -$277K
LFC
949
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-21,600
Closed -$251K
WMC
950
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-4,890
Closed -$854K
36 37
38
39 40

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.