We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COBZ
901
DELISTED
CoBiz Financial,Inc
COBZ
$141K 0.01%
+12,600
New +$143K
PGEM
902
DELISTED
Ply Gem Holdings, Inc.
PGEM
$140K 0.01%
+12,900
New +$134K
ZAGG
903
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$138K 0.01%
+24,800
New +$141K
QLTY
904
DELISTED
QUALITY DISTR INC FLA
QLTY
$138K 0.01%
+10,800
New +$154K
RBBN icon
905
Ribbon Communications
RBBN
$383M
$137K 0.01%
8,020
+3,120
+64% +$59.5K
SCU
906
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$134K 0.01%
1,250
-3,790
-75% -$484K
TC
907
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$133K 0.01%
60,600
+50,500
+500% +$140K
JASO
908
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$131K 0.01%
14,200
-53,600
-79% -$512K
SSNI
909
DELISTED
Silver Spring Networks, Inc.
SSNI
$126K 0.01%
+13,100
New +$143K
ATSG
910
DELISTED
Air Transport Services Group
ATSG
$124K 0.01%
+17,000
New +$140K
ICA
911
DELISTED
EMPRESAS ICA, S.A. DE C.V. ADS (EA REPTG 4 ORD PART CERT)
ICA
$124K 0.01%
+17,900
New +$134K
BKCC
912
DELISTED
BlackRock Capital Investment Corporation
BKCC
$123K 0.01%
+14,400
New +$130K
DTLK
913
DELISTED
Datalink Corp
DTLK
$123K 0.01%
+11,600
New +$130K
CCRN
914
DELISTED
Cross Country Healthcare
CCRN
$122K 0.01%
+13,100
New +$100K
WRES
915
DELISTED
WARREN RESOURCES INC
WRES
$122K 0.01%
23,100
-61,900
-73% -$379K
ASC icon
916
Ardmore Shipping
ASC
$683M
$120K 0.01%
11,000
-24,500
-69% -$312K
PENN icon
917
PENN Entertainment
PENN
$2.71B
$119K 0.01%
+10,600
New +$120K
ALSK
918
DELISTED
Alaska Communications Systems
ALSK
$119K 0.01%
75,700
+27,400
+57% +$47.4K
NOR
919
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$119K 0.01%
+3,757
New +$116K
CKSW
920
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$119K 0.01%
14,800
-2,300
-13% -$18.6K
PLAB icon
921
Photronics
PLAB
$1.93B
$116K 0.01%
+14,400
New +$122K
MVC
922
DELISTED
MVC Capital, Inc.
MVC
$115K 0.01%
+10,700
New +$132K
ACCO icon
923
Acco Brands
ACCO
$407M
$114K 0.01%
+16,500
New +$115K
BPZ
924
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$109K 0.01%
57,000
-56,300
-50% -$143K
DSX icon
925
Diana Shipping
DSX
$301M
$105K 0.01%
+16,878
New +$120K
35 36
37
38 39

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.