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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPH icon
901
Suburban Propane Partners
SPH
$1.18B
– –
-5,100
Closed -$237K
STC icon
902
Stewart Information Services
STC
$2.1B
– –
-12,100
Closed -$317K
SYNA icon
903
Synaptics
SYNA
$4.1B
– –
-26,100
Closed -$1.01M
TCPC icon
904
BlackRock TCP Capital
TCPC
$331M
– –
-44,200
Closed -$741K
TDY icon
905
Teledyne Technologies
TDY
$32B
– –
-12,900
Closed -$998K
TEVA icon
906
Teva Pharmaceuticals
TEVA
$40.8B
– –
-18,600
Closed -$729K
TEX icon
907
Terex
TEX
$7.59B
– –
-29,600
Closed -$778K
TFX icon
908
Teleflex
TFX
$6.12B
– –
-9,800
Closed -$759K
THC icon
909
Tenet Healthcare
THC
$20.7B
– –
-4,600
Closed -$212K
TKR icon
910
Timken Company
TKR
$8.95B
– –
-35,484
Closed -$1.43M
TRGP icon
911
Targa Resources
TRGP
$56.1B
– –
-5,200
Closed -$335K
TRMB icon
912
Trimble
TRMB
$13.7B
– –
-40,700
Closed -$1.06M
TRN icon
913
Trinity Industries
TRN
$2.48B
– –
-51,671
Closed -$715K
TROW icon
914
T. Rowe Price
TROW
$24.2B
– –
-34,900
Closed -$2.56M
TRV icon
915
Travelers Companies
TRV
$79.6B
– –
-90,300
Closed -$7.22M
TTC icon
916
Toro Company
TTC
$9.32B
– –
-42,400
Closed -$963K
TWO
917
Two Harbors Investment
TWO
$1.27B
– –
-20,388
Closed -$1.67M
UAN icon
918
CVR Partners
UAN
$1.35B
– –
-2,600
Closed -$591K
UGI icon
919
UGI
UGI
$7.31B
– –
-14,100
Closed -$368K
UNF icon
920
Unifirst Corp
UNF
$5.23B
– –
-8,600
Closed -$785K
VEON icon
921
VEON
VEON
$3.88B
– –
-772
Closed -$194K
VMI icon
922
Valmont Industries
VMI
$9.64B
– –
-7,700
Closed -$1.1M
VRSK icon
923
Verisk Analytics
VRSK
$24.6B
– –
-9,400
Closed -$561K
VRTS icon
924
Virtus Investment Partners
VRTS
$1.1B
– –
-1,400
Closed -$247K
VTRS icon
925
Viatris
VTRS
$19.3B
– –
-19,200
Closed -$596K
35 36
37
38 39

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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.