We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTOS icon
876
Kratos Defense & Security Solutions
KTOS
$11.4B
$167K 0.01%
+25,400
New +$189K
SCLN
877
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$167K 0.01%
24,200
+12,700
+110% +$76.1K
GPT
878
DELISTED
Gramercy Property Trust
GPT
$165K 0.01%
+9,567
New +$175K
PDLI
879
DELISTED
PDL BioPharma, Inc.
PDLI
$164K 0.01%
+22,000
New +$204K
GOL
880
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$163K 0.01%
16,950
+500
+3% +$5.99K
AVHI
881
DELISTED
A V Homes, Inc.
AVHI
$157K 0.01%
10,700
-6,500
-38% -$102K
PDFS icon
882
PDF Solutions
PDFS
$2.07B
$156K 0.01%
+12,400
New +$246K
ANW
883
DELISTED
Aegean Marine Petroleum Network
ANW
$155K 0.01%
16,900
-18,800
-53% -$185K
COHR icon
884
Coherent
COHR
$74.2B
$154K 0.01%
+13,100
New +$178K
ZVO
885
DELISTED
Zovio Inc. Common Stock
ZVO
$154K 0.01%
+13,800
New +$173K
OB
886
DELISTED
Onebeacon Insurance Group Ltd
OB
$154K 0.01%
10,000
-20,400
-67% -$321K
ENZ
887
DELISTED
Enzo Biochem, Inc.
ENZ
$153K 0.01%
+29,800
New +$159K
AGEN
888
Agenus
AGEN
$290M
$152K 0.01%
+2,486
New +$156K
HIMX
889
Himax Technologies
HIMX
$2.55B
$151K 0.01%
+14,900
New +$113K
SHOR
890
DELISTED
ShoreTel, Inc.
SHOR
$151K 0.01%
+22,700
New +$147K
PVG
891
DELISTED
PRETIUM RESOURCES INC.
PVG
$149K 0.01%
+28,600
New +$200K
PFSI icon
892
PennyMac Financial
PFSI
$4.02B
$148K 0.01%
10,100
-8,200
-45% -$125K
PNNT
893
Pennant Park Investment Corp
PNNT
$241M
$147K 0.01%
13,500
-61,500
-82% -$707K
MTEM
894
DELISTED
Molecular Templates, Inc.
MTEM
$147K 0.01%
247
-86
-26% -$59.5K
FCRD
895
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$146K 0.01%
+11,300
New +$154K
BUSE icon
896
First Busey Corp
BUSE
$2.56B
$145K 0.01%
8,700
+3,333
+62% +$56.8K
CBZ icon
897
CBIZ
CBZ
$2.96B
$145K 0.01%
+18,400
New +$157K
SRGA
898
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$145K 0.01%
1,010
+397
+65% +$57.6K
OMCC
899
DELISTED
Old Market Capital Corp
OMCC
$143K 0.01%
+12,300
New +$159K
LMNS
900
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$143K 0.01%
+16,100
New +$147K
34 35
36
37 38

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.