We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRSL
826
Brightstar Lottery PLC
BRSL
$2.03B
– –
-147,000
Closed -$2.46M
ITUB icon
827
Itaú Unibanco
ITUB
$88.7B
– –
-60,365
Closed -$284K
IVR icon
828
Invesco Mortgage Capital
IVR
$809M
– –
-12,080
Closed -$2M
IVZ icon
829
Invesco
IVZ
$14B
– –
-34,900
Closed -$1.11M
JCI icon
830
Johnson Controls International
JCI
$92.8B
– –
-49,564
Closed -$1.86M
JJSF icon
831
J&J Snack Foods
JJSF
$1.7B
– –
-10,200
Closed -$794K
JKS
832
JinkoSolar
JKS
$893M
– –
-22,500
Closed -$203K
JLL icon
833
Jones Lang LaSalle
JLL
$16.8B
– –
-17,800
Closed -$1.62M
KB icon
834
KB Financial Group
KB
$43.3B
– –
-9,400
Closed -$279K
KKR icon
835
KKR & Co
KKR
$92.5B
– –
-26,500
Closed -$521K
LECO icon
836
Lincoln Electric
LECO
$15.4B
– –
-12,100
Closed -$693K
LEN icon
837
Lennar Class A
LEN
$21.1B
– –
-47,801
Closed -$1.64M
LNN icon
838
Lindsay Corp
LNN
$1.19B
– –
-14,600
Closed -$1.09M
LPX icon
839
Louisiana-Pacific
LPX
$5.45B
– –
-81,700
Closed -$1.21M
LRCX icon
840
Lam Research
LRCX
$387B
– –
-816,000
Closed -$3.62M
LUV icon
841
Southwest Airlines
LUV
$23B
– –
-77,600
Closed -$1M
LVS icon
842
Las Vegas Sands
LVS
$29.7B
– –
-45,900
Closed -$2.43M
MBOT icon
843
Microbot Medical
MBOT
$126M
– –
-12
Closed -$33K
MCY icon
844
Mercury Insurance
MCY
$6B
– –
-5,100
Closed -$224K
META icon
845
Meta Platforms (Facebook)
META
$1.51T
– –
-108,200
Closed -$2.69M
MITT
846
TPG Mortgage Investment Trust
MITT
$223M
– –
-11,200
Closed -$632K
MKL icon
847
Markel Group
MKL
$23.2B
– –
-3,600
Closed -$1.9M
MKSI icon
848
MKS Inc
MKSI
$20.7B
– –
-8,100
Closed -$215K
MMS icon
849
Maximus
MMS
$3.19B
– –
-71,200
Closed -$2.65M
MPC icon
850
Marathon Petroleum
MPC
$84.5B
– –
-128,600
Closed -$4.57M
32 33
34
35 36

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.