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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
801
Ares Capital
ARCC
$14.4B
– –
-107,400
Closed -$1.91M
ARI
802
Apollo Commercial Real Estate
ARI
$885M
– –
-26,900
Closed -$437K
ARW icon
803
Arrow Electronics
ARW
$10.4B
– –
-39,100
Closed -$2.12M
ASB icon
804
Associated Banc-Corp
ASB
$5.91B
– –
-13,800
Closed -$240K
CVSA
805
Covista Inc
CVSA
$4.8B
– –
-7,000
Closed -$249K
AU icon
806
AngloGold Ashanti
AU
$48.7B
– –
-141,800
Closed -$1.66M
AVGO icon
807
Broadcom
AVGO
$2.04T
– –
-139,000
Closed -$735K
AWK icon
808
American Water Works
AWK
$26.9B
– –
-71,000
Closed -$3M
AXP icon
809
American Express
AXP
$230B
– –
-42,900
Closed -$3.89M
AXS icon
810
AXIS Capital
AXS
$7.55B
– –
-63,600
Closed -$3.02M
BA icon
811
Boeing
BA
$185B
– –
-2,500
Closed -$341K
BAH icon
812
Booz Allen Hamilton
BAH
$9.15B
– –
-38,100
Closed -$730K
BBSI icon
813
Barrett Business Services
BBSI
$804M
– –
-26,400
Closed -$612K
BBWI icon
814
Bath & Body Works
BBWI
$4.1B
– –
-27,461
Closed -$1.37M
BC icon
815
Brunswick
BC
$5.28B
– –
-33,600
Closed -$1.55M
BGFV
816
DELISTED
Big 5 Sporting Goods
BGFV
– –
-24,600
Closed -$488K
BIDU icon
817
Baidu
BIDU
$37.2B
– –
-45,900
Closed -$8.16M
BKNG icon
818
Booking.com
BKNG
$161B
– –
-97,500
Closed -$4.53M
BLDR icon
819
Builders FirstSource
BLDR
$8.04B
– –
-19,100
Closed -$136K
BPT
820
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-3,500
Closed -$279K
BRC icon
821
Brady Corp
BRC
$4.57B
– –
-21,800
Closed -$674K
BRO icon
822
Brown & Brown
BRO
$23.9B
– –
-91,200
Closed -$1.43M
BBBY
823
Bed Bath & Beyond
BBBY
$442M
– –
-26,354
Closed -$610K
BZH icon
824
Beazer Homes USA
BZH
$907M
– –
-10,300
Closed -$252K
CAKE icon
825
Cheesecake Factory
CAKE
$5.33B
– –
-12,600
Closed -$608K
31 32
33
34 35

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PVMCV
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DAC
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TCM
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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.