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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVG
776
DELISTED
PRETIUM RESOURCES INC.
PVG
$69K 0.01%
+12,000
New +$73.9K
VTG
777
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$67K 0.01%
39,300
+7,400
+23% +$12.9K
CORT icon
778
Corcept Therapeutics
CORT
$12B
$61K 0.01%
+14,000
New +$48.9K
NBG
779
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$59K 0.01%
+10,700
New +$55K
ACHN
780
DELISTED
Achillion Pharmaceuticals
ACHN
$48K 0.01%
+14,700
New +$51.4K
FXEN
781
DELISTED
FX ENERGY INC
FXEN
$48K 0.01%
+14,300
New +$51.7K
CRIS icon
782
Curis
CRIS
$7.83M
$44K 0.01%
+8
New +$48.1K
QMCO icon
783
Quantum Corp
QMCO
$474M
$37K ﹤0.01%
+189
New +$36.8K
ARQL
784
DELISTED
Arqule Inc
ARQL
$37K ﹤0.01%
18,200
+5,100
+39% +$11.4K
LXRX icon
785
Lexicon Pharmaceuticals
LXRX
$1.1B
$34K ﹤0.01%
2,843
+300
+12% +$3.83K
AVEO
786
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$30K ﹤0.01%
2,000
+750
+60% +$13.5K
LDK
787
DELISTED
LDK SOLAR CO LTD.
LDK
$5K ﹤0.01%
21,600
+6,800
+46% +$7.94K
A icon
788
Agilent Technologies
A
$41.2B
– –
-60,673
Closed -$2.48M
AAPL icon
789
Apple
AAPL
$4.57T
– –
-288,400
Closed -$5.78M
ABR icon
790
Arbor Realty Trust
ABR
$998M
– –
-25,800
Closed -$172K
ACN icon
791
Accenture
ACN
$108B
– –
-21,400
Closed -$1.76M
ADBE icon
792
Adobe
ADBE
$105B
– –
-12,800
Closed -$766K
AEM icon
793
Agnico Eagle Mines
AEM
$90.5B
– –
-35,300
Closed -$931K
AGO icon
794
Assured Guaranty
AGO
$3.34B
– –
-94,100
Closed -$2.22M
AIR icon
795
AAR Corp
AIR
$5.76B
– –
-8,900
Closed -$249K
AJG icon
796
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-39,200
Closed -$1.84M
ALL icon
797
Allstate
ALL
$67.5B
– –
-9,400
Closed -$513K
AMAT icon
798
Applied Materials
AMAT
$428B
– –
-46,300
Closed -$819K
AME icon
799
Ametek
AME
$58.2B
– –
-16,800
Closed -$885K
ARCB icon
800
ArcBest
ARCB
$3.08B
– –
-12,400
Closed -$418K
30 31
32
33 34

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A
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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.