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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
-3.46%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.12B
AUM Growth
-$99.4M
Cap. Flow
-$49.5M
Cap. Flow %
-4.41%
Top 10 Hldgs %
9.04%
Holding
1,375
New
457
Increased
230
Reduced
279
Closed
406

Top Buys

Rank Stock Value
1
WMB icon
Williams Companies
WMB
+$10.7M
2
APTV icon
Aptiv
APTV
+$9.93M
3
CAR icon
Avis
CAR
+$9.44M
4
STJ
St Jude Medical
STJ
+$7.74M
5
UN
Unilever NV New York Registry Shares
UN
+$7.06M

Top Sells

Rank Stock Value
1
QCOM icon
Qualcomm
QCOM
+$12.5M
2
CI icon
Cigna
CI
+$11.7M
3
EQT icon
EQT Corp
EQT
+$8.97M
4
PH icon
Parker-Hannifin
PH
+$8.08M
5
PNR icon
Pentair
PNR
+$7.78M

Sector Composition

Rank Sector Weight
1 Technology 15.49%
2 Industrials 13.84%
3 Consumer Discretionary 11.95%
4 Financials 10.21%
5 Healthcare 10.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVER
751
DELISTED
Everbank Financial Corp
EVER
$267K 0.02%
+15,100
New +$287K
BPFH
752
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$266K 0.02%
+21,500
New +$271K
HSII
753
DELISTED
Heidrick & Struggles
HSII
$265K 0.02%
+12,900
New +$261K
AEM icon
754
Agnico Eagle Mines
AEM
$90.5B
$264K 0.02%
9,100
-4,600
-34% -$171K
FARO
755
DELISTED
Faro Technologies
FARO
$264K 0.02%
+5,200
New +$270K
RSE
756
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$264K 0.02%
16,300
-38,100
-70% -$657K
WP
757
DELISTED
Worldpay, Inc.
WP
$263K 0.02%
8,500
-35,100
-81% -$1.14M
COWN
758
DELISTED
Cowen Inc. Class A Common Stock
COWN
$263K 0.02%
17,550
+2,525
+17% +$41.3K
HT
759
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$261K 0.02%
10,250
+6,750
+193% +$181K
AVIV
760
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
$261K 0.02%
9,900
-46,100
-82% -$1.29M
CUBI icon
761
Customers Bancorp
CUBI
$2.77B
$260K 0.02%
+14,500
New +$274K
ETN icon
762
Eaton
ETN
$174B
$260K 0.02%
4,100
-3,700
-47% -$262K
VNO icon
763
Vornado Realty Trust
VNO
$7.38B
$260K 0.02%
+3,554
New +$274K
WFT
764
DELISTED
Weatherford International plc
WFT
$258K 0.02%
12,400
-51,000
-80% -$1.15M
BYI
765
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$258K 0.02%
3,200
-2,800
-47% -$204K
VTOL icon
766
Bristow Group
VTOL
$1.36B
$257K 0.02%
5,900
+1,550
+36% +$81.4K
CTWS
767
DELISTED
Connecticut Water Service Inc
CTWS
$257K 0.02%
7,900
-200
-2% -$6.54K
AEGR
768
DELISTED
Aegerion Pharmaceuticals
AEGR
$257K 0.02%
+7,700
New +$239K
NLY icon
769
Annaly Capital Management
NLY
$17.4B
$256K 0.02%
+6,000
New +$274K
TREX icon
770
Trex
TREX
$5.01B
$256K 0.02%
+29,600
New +$248K
AUY
771
DELISTED
Yamana Gold, Inc.
AUY
$255K 0.02%
+42,500
New +$339K
DENN
772
DELISTED
Denny's
DENN
$254K 0.02%
+36,100
New +$244K
RGS icon
773
Regis Corp
RGS
$70.2M
$254K 0.02%
+795
New +$239K
SLGN icon
774
Silgan Holdings
SLGN
$4.41B
$254K 0.02%
+10,800
New +$270K
GLW icon
775
Corning
GLW
$143B
$253K 0.02%
13,100
-91,800
-88% -$1.91M
29 30
31
32 33

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Nine Chapters Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Nine Chapters Capital Management held 1,375 positions worth $1.12B, down 8.1% from $1.22B the previous quarter. Its ten largest holdings account for 9% of the portfolio.

Nine Chapters Capital Management withdrew a net $49.5M in Q3 2014, closing 406 positions and reducing 279 holdings. Its most notable exit was Qualcomm, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Nine Chapters Capital Management opened a new position in Williams Companies worth $10.3M.

  • Nine Chapters Capital Management's largest Q3 2014 buy was Williams Companies: 186,300 shares worth $10.3M.
  • Nine Chapters Capital Management added most to AB InBev in Q3 2014, an estimated $6.66M increase.
  • Nine Chapters Capital Management's biggest Q3 2014 reduction was CNX Resources, cutting an estimated $6.47M.
  • Nine Chapters Capital Management fully exited Qualcomm in Q3 2014, selling an estimated $12.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 9% of its $1.12B portfolio in Q3 2014.
  • Nine Chapters Capital Management opened 457 new positions and closed 406 in Q3 2014.
  • Nine Chapters Capital Management's portfolio value fell 8.1% quarter-over-quarter to $1.12B.

Based on Nine Chapters Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.