We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIRX
751
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$124K 0.01%
+125
New +$129K
RFMD
752
DELISTED
RF MICRO DEVICES INC
RFMD
$117K 0.01%
22,600
-8,500
-27% -$45.6K
SDR
753
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$112K 0.01%
+12,500
New +$138K
KEM
754
DELISTED
KEMET Corporation
KEM
$103K 0.01%
+18,300
New +$101K
FIG
755
DELISTED
Fortress Investment Group Llc
FIG
$97K 0.01%
11,300
-9,500
-46% -$77.8K
CBEY
756
DELISTED
CBEYOND INC COM STK
CBEY
$97K 0.01%
+14,100
New +$89.4K
YGE
757
DELISTED
Yingli Green Energy Holding Comp
YGE
$93K 0.01%
+1,850
New +$113K
OSPN icon
758
OneSpan
OSPN
$598M
$77K 0.01%
+10,000
New +$76.4K
IIP
759
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$76K 0.01%
+10,100
New +$76K
TNAV
760
DELISTED
Telenav Inc.
TNAV
$72K 0.01%
+10,900
New +$72.9K
PRDO icon
761
Perdoceo Education
PRDO
$2.03B
$60K 0.01%
10,500
-43,800
-81% -$194K
SGYP
762
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$60K 0.01%
+10,850
New +$46.8K
VTG
763
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$59K 0.01%
31,900
+15,500
+95% +$28.1K
HL icon
764
Hecla Mining
HL
$10.7B
$52K 0.01%
+16,900
New +$51K
AUO
765
DELISTED
AU Optronics Corp
AUO
$34K ﹤0.01%
+10,900
New +$34.2K
LXRX icon
766
Lexicon Pharmaceuticals
LXRX
$1.05B
$32K ﹤0.01%
2,543
+572
+29% +$9.1K
ARQL
767
DELISTED
Arqule Inc
ARQL
$28K ﹤0.01%
+13,100
New +$29.5K
AVEO
768
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$23K ﹤0.01%
1,250
-150
-11% -$3K
LDK
769
DELISTED
LDK SOLAR CO LTD.
LDK
$19K ﹤0.01%
+14,800
New +$22.3K
ABT icon
770
Abbott
ABT
$187B
– –
-139,600
Closed -$4.63M
ADEA icon
771
Adeia
ADEA
$3.12B
– –
-75,600
Closed -$387K
ADI icon
772
Analog Devices
ADI
$184B
– –
-5,600
Closed -$263K
ADP icon
773
Automatic Data Processing
ADP
$109B
– –
-19,819
Closed -$1.26M
ADTN icon
774
Adtran
ADTN
$611M
– –
-24,000
Closed -$639K
AHT
775
Ashford Hospitality Trust
AHT
$21M
– –
-61
Closed -$468K
29 30
31
32 33

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.