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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
751
Apollo Commercial Real Estate
ARI
$887M
– –
-48,700
Closed -$773K
ASR icon
752
Grupo Aeroportuario del Sureste
ASR
$8.32B
– –
-1,800
Closed -$200K
ATO icon
753
Atmos Energy
ATO
$28.9B
– –
-11,000
Closed -$452K
AVD icon
754
American Vanguard Corp
AVD
$70.9M
– –
-11,400
Closed -$267K
AVT icon
755
Avnet
AVT
$7.86B
– –
-25,400
Closed -$853K
AXON
756
Axon Enterprise
AXON
$46.2B
– –
-23,200
Closed -$198K
AZN icon
757
AstraZeneca
AZN
$249B
– –
-12,300
Closed -$582K
AZZ icon
758
AZZ Inc
AZZ
$4.58B
– –
-14,700
Closed -$567K
BAH icon
759
Booz Allen Hamilton
BAH
$9.19B
– –
-11,800
Closed -$205K
BALL icon
760
Ball Corp
BALL
$16.8B
– –
-15,600
Closed -$324K
BANR icon
761
Banner Corp
BANR
$2.41B
– –
-17,200
Closed -$581K
BAP icon
762
Credicorp
BAP
$30.7B
– –
-7,793
Closed -$960K
BBD icon
763
Banco Bradesco
BBD
$36.7B
– –
-125,256
Closed -$639K
BBVA icon
764
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
– –
-10,941
Closed -$87K
BCO icon
765
Brink's
BCO
$4.61B
– –
-12,700
Closed -$324K
BCS icon
766
Barclays
BCS
$94.3B
– –
-28,609
Closed -$418K
BEN icon
767
Franklin Resources
BEN
$17.3B
– –
-120,300
Closed -$5.45M
BIO icon
768
Bio-Rad Laboratories Class A
BIO
$9.31B
– –
-4,500
Closed -$505K
BLK icon
769
Blackrock
BLK
$177B
– –
-1,700
Closed -$437K
BOKF icon
770
BOK Financial
BOKF
$8.75B
– –
-4,900
Closed -$314K
BRKR icon
771
Bruker
BRKR
$8.07B
– –
-25,400
Closed -$410K
BSBR icon
772
Santander
BSBR
$43.6B
– –
-55,645
Closed -$332K
BVN icon
773
Compañía de Minas Buenaventura
BVN
$8.66B
– –
-14,700
Closed -$217K
CACC icon
774
Credit Acceptance
CACC
$5.99B
– –
-2,100
Closed -$221K
CB icon
775
Chubb
CB
$135B
– –
-27,100
Closed -$2.42M
29 30
31
32 33

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PVMCV
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SAC
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PCP
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TSP
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A
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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.