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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCFC icon
726
OceanFirst Financial
OCFC
$1.91B
$186K 0.02%
+10,500
New +$186K
CUZ icon
727
Cousins Properties
CUZ
$4.88B
$184K 0.02%
5,668
-6,872
-55% -$213K
SRL icon
728
Scully Royalty
SRL
$87.1M
$184K 0.02%
4,640
-1,300
-22% -$49.9K
SJT
729
San Juan Basin Royalty Trust
SJT
$118M
$180K 0.02%
+10,200
New +$177K
PGNX
730
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$180K 0.02%
+44,100
New +$226K
MTEM
731
DELISTED
Molecular Templates, Inc.
MTEM
$179K 0.02%
228
-6
-3% -$4.87K
MPT
732
Medical Properties Trust
MPT
$2.81B
$177K 0.02%
+13,800
New +$177K
PROV icon
733
Provident Financial
PROV
$112M
$173K 0.02%
+11,200
New +$170K
BSMX
734
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$173K 0.02%
+14,100
New +$164K
HW
735
DELISTED
Headwaters Inc
HW
$173K 0.02%
+13,100
New +$157K
WMC
736
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$172K 0.02%
+1,100
New +$172K
BPZ
737
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$172K 0.02%
+54,200
New +$126K
NKA
738
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
$164K 0.02%
+11,300
New +$161K
NOR
739
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$164K 0.02%
+5,686
New +$150K
YONG
740
DELISTED
YONGYE INTERNATIONAL, INC. COMMON STOCK
YONG
$164K 0.02%
+24,100
New +$154K
OSPN icon
741
OneSpan
OSPN
$618M
$162K 0.02%
21,500
+11,500
+115% +$88.9K
SDR
742
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$158K 0.02%
21,300
+8,800
+70% +$77K
IO
743
DELISTED
ION Geophysical Corporation
IO
$155K 0.02%
+2,453
New +$134K
MOVE
744
DELISTED
MOVE INC COM STK NEW (DE)
MOVE
$155K 0.02%
+13,400
New +$181K
CBEY
745
DELISTED
CBEYOND INC COM STK
CBEY
$154K 0.02%
21,300
+7,200
+51% +$50.7K
DHX icon
746
DHI Group
DHX
$173M
$151K 0.02%
+20,300
New +$146K
XCRA
747
DELISTED
Xcerra Corporation
XCRA
$151K 0.02%
+16,900
New +$152K
PHLT
748
DELISTED
Performant Healthcare Inc
PHLT
$148K 0.02%
16,400
-3,200
-16% -$27.8K
RAD
749
DELISTED
Rite Aid Corporation
RAD
$144K 0.02%
1,150
-3,930
-77% -$479K
FUR
750
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$141K 0.02%
12,200
-16,000
-57% -$183K
28 29
30
31 32

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.