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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+11.53%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$994M
AUM Growth
+$141M
Cap. Flow
+$74.5M
Cap. Flow %
7.5%
Top 10 Hldgs %
9.68%
Holding
1,123
New
396
Increased
197
Reduced
176
Closed
353

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
MPC icon
Marathon Petroleum
MPC
+$9.83M
3
JNJ icon
Johnson & Johnson
JNJ
+$9.56M
4
RL icon
Ralph Lauren
RL
+$7.95M
5
BIDU icon
Baidu
BIDU
+$7.42M

Top Sells

Rank Stock Value
1
AET
Aetna Inc
AET
+$8.06M
2
NBIS
Nebius Group N.V.
NBIS
+$7.6M
3
C icon
Citigroup
C
+$6.63M
4
NE
Noble Corporation
NE
+$6.19M
5
M icon
Macy's
M
+$6.05M

Sector Composition

Rank Sector Weight
1 Industrials 15.23%
2 Technology 14.15%
3 Financials 13.92%
4 Energy 10.25%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
726
Barrick Mining
B
$69.3B
$176K 0.02%
+10,000
New +$176K
IMGN
727
DELISTED
Immunogen Inc
IMGN
$176K 0.02%
12,000
-9,600
-44% -$148K
IRWD icon
728
Ironwood Pharmaceuticals
IRWD
$701M
$175K 0.02%
18,029
-7,642
-30% -$68.6K
KRG icon
729
Kite Realty
KRG
$5.35B
$175K 0.02%
6,675
+2,400
+56% +$61.1K
ONE
730
DELISTED
HIGHER ONE HOLDINGS, INC COM STK
ONE
$175K 0.02%
+17,900
New +$162K
ABR icon
731
Arbor Realty Trust
ABR
$957M
$172K 0.02%
+25,800
New +$172K
IQNT
732
DELISTED
Inteliquent, Inc.
IQNT
$172K 0.02%
15,100
-3,300
-18% -$37.1K
AXAS
733
DELISTED
Abraxas Petroleum Corp
AXAS
$171K 0.02%
+2,620
New +$169K
CBK
734
DELISTED
Christopher & Banks Corporation
CBK
$166K 0.02%
+19,400
New +$131K
HHS icon
735
Harte-Hanks
HHS
$16.9M
$163K 0.02%
2,080
-1,390
-40% -$113K
ODP
736
DELISTED
ODP
ODP
$160K 0.02%
+3,030
New +$160K
SPOK icon
737
Spok Holdings
SPOK
$236M
$160K 0.02%
+11,200
New +$162K
HGT
738
DELISTED
Hugoton Royalty Trust
HGT
$160K 0.02%
+21,300
New +$157K
JASO
739
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$160K 0.02%
+17,500
New +$176K
DRE
740
DELISTED
Duke Realty Corp.
DRE
$156K 0.02%
+10,400
New +$162K
DLLR
741
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$156K 0.02%
+13,600
New +$155K
SB icon
742
Safe Bulkers
SB
$781M
$153K 0.02%
14,700
-5,200
-26% -$41.3K
ACCL
743
DELISTED
Accelrys Inc
ACCL
$152K 0.02%
+15,900
New +$149K
KG
744
Kestrel Group
KG
$69.7M
$149K 0.02%
680
-65
-9% -$15.2K
JNS
745
DELISTED
Janus Capital Group Inc
JNS
$145K 0.01%
+11,700
New +$120K
UTI icon
746
Universal Technical Institute
UTI
$1.53B
$143K 0.01%
10,300
+200
+2% +$2.66K
TEU
747
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$140K 0.01%
42,600
+10,200
+31% +$35.4K
BLDR icon
748
Builders FirstSource
BLDR
$7.8B
$136K 0.01%
19,100
+5,000
+35% +$33.9K
GRT
749
DELISTED
GLIMCHER REALTY TRUST
GRT
$129K 0.01%
13,800
-22,500
-62% -$221K
OSUR icon
750
OraSure Technologies
OSUR
$275M
$126K 0.01%
20,000
-17,100
-46% -$107K
28 29
30
31 32

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A
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Nine Chapters Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Nine Chapters Capital Management held 1,123 positions worth $994M, up 17% from $853M the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

Nine Chapters Capital Management deployed $74.5M of net new capital in Q4 2013, opening 396 new positions and adding to 197 existing holdings. Its largest new stake was Pfizer: 382,391 shares worth $11.1M.

By sector, the portfolio is most concentrated in Industrials at 15% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Aetna Inc, an estimated $8.06M trimmed.

  • Nine Chapters Capital Management's largest Q4 2013 buy was Pfizer: 382,391 shares worth $11.1M.
  • Nine Chapters Capital Management added most to Ralph Lauren in Q4 2013, an estimated $7.95M increase.
  • Nine Chapters Capital Management's biggest Q4 2013 reduction was Aetna Inc, cutting an estimated $8.06M.
  • Nine Chapters Capital Management fully exited Noble Corporation in Q4 2013, selling an estimated $6.19M.
  • Nine Chapters Capital Management's ten largest holdings make up 9.7% of its $994M portfolio in Q4 2013.
  • Nine Chapters Capital Management opened 396 new positions and closed 353 in Q4 2013.
  • Nine Chapters Capital Management's portfolio value rose 17% quarter-over-quarter to $994M.

Based on Nine Chapters Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.