We are live on ! Find out more
NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWK
726
DELISTED
QUICKSILVER RESOURCES INC
KWK
$25K ﹤0.01%
+12,900
New +$21.9K
DNN icon
727
Denison Mines
DNN
$2.91B
$16K ﹤0.01%
+14,600
New +$17.5K
A icon
728
Agilent Technologies
A
$41.2B
– –
-23,486
Closed -$718K
AAP icon
729
Advance Auto Parts
AAP
$3.49B
– –
-11,700
Closed -$950K
AB icon
730
AllianceBernstein
AB
$3.47B
– –
-11,600
Closed -$242K
ABG icon
731
Asbury Automotive
ABG
$3.85B
– –
-10,000
Closed -$401K
ADBE icon
732
Adobe
ADBE
$105B
– –
-68,200
Closed -$3.11M
ADSK icon
733
Autodesk
ADSK
$52.6B
– –
-35,000
Closed -$1.19M
AEO icon
734
American Eagle Outfitters
AEO
$3.01B
– –
-26,700
Closed -$488K
AEP icon
735
American Electric Power
AEP
$68.4B
– –
-25,100
Closed -$1.12M
AES icon
736
AES
AES
$10.5B
– –
-13,600
Closed -$163K
AGCO icon
737
AGCO
AGCO
$7.2B
– –
-10,100
Closed -$507K
AKR icon
738
Acadia Realty Trust
AKR
$2.84B
– –
-25,000
Closed -$617K
ALK icon
739
Alaska Air
ALK
$5.58B
– –
-12,400
Closed -$322K
ALNY icon
740
Alnylam Pharmaceuticals
ALNY
$29.3B
– –
-9,800
Closed -$304K
AMAT icon
741
Applied Materials
AMAT
$428B
– –
-24,000
Closed -$358K
AMCX icon
742
AMC Global Media
AMCX
$489M
– –
-11,000
Closed -$719K
AMGN icon
743
Amgen
AMGN
$222B
– –
-7,000
Closed -$691K
AMG icon
744
Affiliated Managers Group
AMG
$9.76B
– –
-4,300
Closed -$705K
AMP icon
745
Ameriprise Financial
AMP
$48.8B
– –
-8,000
Closed -$647K
AMSF icon
746
AMERISAFE
AMSF
$540M
– –
-6,200
Closed -$201K
ANF icon
747
Abercrombie & Fitch
ANF
$5B
– –
-37,100
Closed -$1.68M
AOS icon
748
A.O. Smith
AOS
$8.7B
– –
-11,200
Closed -$203K
APO icon
749
Apollo Global Management
APO
$73.4B
– –
-45,900
Closed -$1.11M
ARE icon
750
Alexandria Real Estate Equities
ARE
$8.56B
– –
-13,600
Closed -$894K
28 29
30
31 32

Similar funds

CZPM
Capital Z Partners Management New York $47.4M AUM 35.48% 1-Year Est. Return
PVMCV
Polaris Venture Management Co VI Boston, Massachusetts $43.1M AUM 78.12% 1-Year Est. Return
DAC
Dymon Asia Capital Singapore $48.4M AUM 73.84% 1-Year Est. Return
TCM
Trishield Capital Management New York $40.3M AUM
SAC
SPQ Asia Capital Hong Kong $37.7M AUM 121.14% 1-Year Est. Return
PCP
Proprium Capital Partners Stamford, Connecticut $54M AUM 7.85% 1-Year Est. Return
TSP
Tappan Street Partners Chicago, Illinois $35.7M AUM 42.68% 1-Year Est. Return
A
Aetna Hartford, Connecticut $35.3M AUM 7.55% 1-Year Est. Return

Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.