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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
51
ITT
ITT
$18.2B
$3.09M 0.36%
72,200
-17,800
-20% -$756K
NOC icon
52
Northrop Grumman
NOC
$79.2B
$3.07M 0.36%
24,900
-34,000
-58% -$4.03M
NFG icon
53
National Fuel Gas
NFG
$7.5B
$3.07M 0.36%
43,800
+37,100
+554% +$2.72M
LINE
54
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$3.02M 0.36%
106,500
+46,900
+79% +$1.48M
SWY
55
DELISTED
SAFEWAY INC
SWY
$3M 0.35%
90,589
+40,994
+83% +$1.27M
HSH
56
DELISTED
HILLSHIRE BRANDS CO
HSH
$2.99M 0.35%
80,300
+30,100
+60% +$1.08M
AGN
57
DELISTED
Allergan plc
AGN
$2.98M 0.35%
14,500
-4,700
-24% -$931K
GAS
58
DELISTED
AGL Resources Inc
GAS
$2.98M 0.35%
60,900
+48,500
+391% +$2.29M
H icon
59
Hyatt Hotels
H
$16.9B
$2.98M 0.35%
55,300
-5,700
-9% -$290K
ON icon
60
ON Semiconductor
ON
$29.9B
$2.92M 0.34%
+310,400
New +$2.79M
LOW icon
61
Lowe's Companies
LOW
$123B
$2.86M 0.34%
+58,500
New +$2.82M
ADM icon
62
Archer Daniels Midland
ADM
$37.4B
$2.82M 0.33%
+65,000
New +$2.68M
NJR icon
63
New Jersey Resources
NJR
$5.59B
$2.78M 0.33%
111,600
+94,000
+534% +$2.16M
HLSS
64
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2.78M 0.33%
128,500
+102,800
+400% +$2.19M
HOLX
65
DELISTED
Hologic
HOLX
$2.75M 0.32%
+128,000
New +$2.76M
AOL
66
DELISTED
AOL INC COMMON STOCK
AOL
$2.73M 0.32%
62,300
-56,700
-48% -$2.56M
WAFD icon
67
WaFd
WAFD
$2.79B
$2.72M 0.32%
116,700
-6,400
-5% -$145K
DNY
68
DELISTED
DONNELLEY R R & SONS CO
DNY
$2.71M 0.32%
151,200
+70,200
+87% +$1.26M
DINO icon
69
HF Sinclair
DINO
$14.8B
$2.67M 0.32%
56,200
+25,500
+83% +$1.21M
PBI icon
70
Pitney Bowes
PBI
$2.51B
$2.66M 0.31%
102,200
+30,200
+42% +$745K
EXPE icon
71
Expedia Group
EXPE
$38.4B
$2.64M 0.31%
36,400
+5,300
+17% +$384K
CFN
72
DELISTED
CAREFUSION CORPORATION
CFN
$2.63M 0.31%
65,300
-11,200
-15% -$453K
SDLP
73
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2.63M 0.31%
+8,750
New +$2.73M
LHX icon
74
L3Harris
LHX
$53.3B
$2.61M 0.31%
35,700
+31,700
+793% +$2.27M
DAL icon
75
Delta Air Lines
DAL
$61.3B
$2.61M 0.31%
75,200
-47,700
-39% -$1.53M
1 2
3
4 5

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.