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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$848M
AUM Growth
-$146M
Cap. Flow
-$164M
Cap. Flow %
-19.28%
Top 10 Hldgs %
10.15%
Holding
1,117
New
347
Increased
204
Reduced
235
Closed
330

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.42M
2
BUD icon
AB InBev
BUD
+$8.94M
3
TT icon
Trane Technologies
TT
+$6.63M
4
GS icon
Goldman Sachs
GS
+$6.44M
5
ED icon
Consolidated Edison
ED
+$6.35M

Top Sells

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$11.1M
2
JNJ icon
Johnson & Johnson
JNJ
+$9.5M
3
LEA icon
Lear
LEA
+$9.13M
4
BIDU icon
Baidu
BIDU
+$8.16M
5
SLM icon
SLM Corp
SLM
+$7.26M

Sector Composition

Rank Sector Weight
1 Industrials 16.45%
2 Technology 13.76%
3 Financials 13.5%
4 Healthcare 10.5%
5 Energy 9.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLS
701
DELISTED
EXELIS INC COM STK
XLS
$217K 0.03%
12,209
-10,496
-46% -$194K
ERIE icon
702
Erie Indemnity
ERIE
$13.2B
$216K 0.03%
+3,100
New +$218K
ABMD
703
DELISTED
Abiomed Inc
ABMD
$216K 0.03%
+8,300
New +$230K
TAYC
704
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
$215K 0.03%
+9,000
New +$213K
ROP icon
705
Roper Technologies
ROP
$39.8B
$214K 0.03%
+1,600
New +$218K
AAIC
706
DELISTED
Arlington Asset Investment Corp.
AAIC
$214K 0.03%
8,100
-31,900
-80% -$842K
EZPW icon
707
Ezcorp Inc
EZPW
$1.71B
$213K 0.03%
+19,700
New +$231K
IPG
708
DELISTED
Interpublic Group of Companies
IPG
$211K 0.02%
12,300
-16,600
-57% -$284K
CTB
709
DELISTED
Cooper Tire & Rubber Co.
CTB
$211K 0.02%
+8,700
New +$207K
CONN
710
DELISTED
Conn's Inc.
CONN
$210K 0.02%
5,400
-12,900
-70% -$655K
MELI icon
711
Mercado Libre
MELI
$92.3B
$209K 0.02%
+2,200
New +$214K
LSTR icon
712
Landstar System
LSTR
$6.21B
$207K 0.02%
+3,500
New +$204K
HTLD icon
713
Heartland Express
HTLD
$956M
$206K 0.02%
9,100
-28,300
-76% -$592K
CAR icon
714
Avis
CAR
$5.02B
$205K 0.02%
+4,200
New +$180K
HTH icon
715
Hilltop Holdings
HTH
$2.24B
$205K 0.02%
8,600
-2,300
-21% -$54.7K
TFM
716
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$205K 0.02%
+6,100
New +$215K
VASC
717
DELISTED
Vascular Solutions Inc
VASC
$204K 0.02%
7,800
-1,900
-20% -$47.3K
IMOS
718
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$203K 0.02%
8,349
-12,524
-60% -$286K
HMC icon
719
Honda
HMC
$41.3B
$201K 0.02%
+5,700
New +$213K
SVC
720
Service Properties Trust
SVC
$1.07B
$201K 0.02%
+1,410
New +$188K
QRE
721
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$200K 0.02%
+11,200
New +$198K
IRWD icon
722
Ironwood Pharmaceuticals
IRWD
$714M
$198K 0.02%
19,223
+1,194
+7% +$13.4K
AZTA icon
723
Azenta
AZTA
$1.48B
$196K 0.02%
17,900
+900
+5% +$9.47K
BRCD
724
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$193K 0.02%
18,200
-14,900
-45% -$144K
RPT
725
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$191K 0.02%
11,700
-2,900
-20% -$46.5K
27 28
29
30 31

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Nine Chapters Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Nine Chapters Capital Management held 1,117 positions worth $848M, down 15% from $994M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management withdrew a net $164M in Q1 2014, closing 330 positions and reducing 235 holdings. Its most notable exit was Johnson & Johnson, an estimated $9.5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Financials.

Against the trend, Nine Chapters Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $9.59M.

  • Nine Chapters Capital Management's largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 51,300 shares worth $9.59M.
  • Nine Chapters Capital Management added most to AB InBev in Q1 2014, an estimated $8.94M increase.
  • Nine Chapters Capital Management's biggest Q1 2014 reduction was Pfizer, cutting an estimated $11.1M.
  • Nine Chapters Capital Management fully exited Johnson & Johnson in Q1 2014, selling an estimated $9.5M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $848M portfolio in Q1 2014.
  • Nine Chapters Capital Management opened 347 new positions and closed 330 in Q1 2014.
  • Nine Chapters Capital Management's portfolio value fell 15% quarter-over-quarter to $848M.

Based on Nine Chapters Capital Management's 13F filing for Q1 2014, filed 15 May 2014.