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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTY
701
DELISTED
QUALITY DISTR INC FLA
QLTY
$94K 0.01%
+10,200
New +$98.9K
BLDR icon
702
Builders FirstSource
BLDR
$8.04B
$83K 0.01%
+14,100
New +$84.2K
GPT
703
DELISTED
Gramercy Property Trust
GPT
$76K 0.01%
+6,067
New +$80.3K
DVAX
704
DELISTED
Dynavax Technologies
DVAX
$75K 0.01%
6,270
+3,560
+131% +$44.8K
ANH
705
DELISTED
Anworth Mortgage Asset Corporation
ANH
$74K 0.01%
15,400
-12,500
-45% -$59.9K
SHOR
706
DELISTED
ShoreTel, Inc.
SHOR
$72K 0.01%
+11,900
New +$56.6K
PVA
707
DELISTED
PENN VIRGINIA CORP
PVA
$67K 0.01%
10,000
-6,100
-38% -$31.7K
DS
708
DELISTED
Drive Shack Inc.
DS
$66K 0.01%
+12,937
New +$65.5K
PGNX
709
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$61K 0.01%
12,200
-4,500
-27% -$24.4K
BGC icon
710
BGC Group
BGC
$4.89B
$59K 0.01%
+16,328
New +$62.7K
PSHG icon
711
Performance Shipping
PSHG
$21.8M
– –
0
– –
QLTI
712
DELISTED
QLT Inc
QLTI
$58K 0.01%
12,500
-12,800
-51% -$55.5K
FXEN
713
DELISTED
FX ENERGY INC
FXEN
$57K 0.01%
+16,600
New +$56.3K
GFI icon
714
Gold Fields
GFI
$36.5B
$54K 0.01%
11,900
-2,700
-18% -$14.5K
SCLN
715
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$52K 0.01%
+10,300
New +$57.4K
MUX icon
716
McEwen Inc
MUX
$1.18B
$45K 0.01%
+1,890
New +$42.9K
ROSG
717
DELISTED
Rosetta Genomics Ltd.
ROSG
$44K 0.01%
+1,142
New +$46.3K
STP
718
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
$44K 0.01%
+25,900
New +$32.1K
CBB
719
DELISTED
Cincinnati Bell Inc.
CBB
$42K ﹤0.01%
+3,120
New +$49.4K
PATH
720
DELISTED
NUPATHE INC COM STK
PATH
$36K ﹤0.01%
+14,900
New +$39.8K
BTM
721
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$34K ﹤0.01%
18,700
+5,600
+43% +$10.2K
LXRX icon
722
Lexicon Pharmaceuticals
LXRX
$1.1B
$33K ﹤0.01%
+1,971
New +$33.1K
FRTX
723
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$33K ﹤0.01%
+8
New +$60K
AVEO
724
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$29K ﹤0.01%
+1,400
New +$32.1K
VTG
725
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
$28K ﹤0.01%
+16,400
New +$29.5K
27 28
29
30 31

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.